Suzanne E. Kecmer
Professional summary
Suzanne Elizabeth Kecmer, who also goes by Suzanne E Kecmer, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Suzanne is registered as a RR (Registered Representative) and started their career in finance in 1999. Suzanne has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Suzanne Elizabeth Kecmer's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 13, 2020 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003February 7, 2018 - May 11, 2020
POTOMAC CAPITAL MARKETS, LLC
March 4, 2013 - February 17, 2016
TENEO SECURITIES LLC
March 12, 2012 - January 31, 2013
KIPPSDESANTO & COMPANY
March 17, 1999 - May 21, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/5/2025)
(4/3/2024)
(8/31/2020)
(7/12/2024)
Exams
FINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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