George A. Giolekas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Anthony Giolekas was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1999. George had worked at 14 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2025 - March 3, 2026
CETERA INVESTMENT ADVISERS LLC
May 23, 2025 - March 3, 2026
CETERA INVESTMENT SERVICES LLC
June 7, 2023 - December 3, 2024
GIRARD INVESTMENT SERVICES, LLC
April 11, 2023 - December 3, 2024
GIRARD PARTNERS LTD.
November 24, 2020 - August 6, 2021
PNC WEALTH MANAGEMENT LLC
November 24, 2020 - August 6, 2021
PNC WEALTH MANAGEMENT LLC
March 8, 2012 - November 18, 2019
PNC CAPITAL ADVISORS LLC
October 29, 2009 - November 20, 2019
FORESIDE DISTRIBUTION SOLUTIONS, LLC
August 4, 2009 - October 2, 2009
NATCITY INVESTMENTS, INC.
July 21, 2005 - September 30, 2008
VICTORY CAPITAL SERVICES, INC.
January 23, 2003 - May 18, 2005
KEYBANC CAPITAL MARKETS INC.
August 6, 2002 - October 24, 2002
QUESTAR CAPITAL CORPORATION
July 3, 2002 - July 22, 2002
FIRSTMERIT SECURITIES, INC.
January 5, 2001 - July 2, 2002
CHARTER ONE SECURITIES, INC.
April 23, 1999 - July 11, 2000
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
