Ritchie O. Brown
Professional summary
Ritchie O Brown, who also goes by Ritchie Olin Brown, Ritchie Brown, is a registered financial advisor currently at ELK RIDGE FINANCIAL SERVICES located in Omaha, Nebraska.
Ritchie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Ritchie has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 52, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ritchie O Brown's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 3, 2020 - Present
ELK RIDGE FINANCIAL SERVICES
March 13, 2019 - April 14, 2020
ORION PORTFOLIO SOLUTIONS, LLC
August 6, 2010 - April 14, 2020
ORION PORTFOLIO SOLUTIONS, LLC
July 2, 2010 - December 3, 2019
NORTHERN LIGHTS DISTRIBUTORS, LLC
January 17, 2006 - November 4, 2009
PACIFIC SELECT DISTRIBUTORS, LLC
September 11, 2002 - October 24, 2002
DATEK ONLINE FINANCIAL SERVICES LLC
January 2, 2002 - October 21, 2005
TD AMERITRADE CLEARING, INC.
September 29, 1999 - December 31, 2001
J.P. SECURITIES, INC.
March 26, 1999 - September 3, 1999
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/3/2020)
Exams
Current Firm
ELK RIDGE FINANCIAL SERVICES
CRD#: 309131 / SEC#:
Contact information
Red Flags
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