Elizabeth Slone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elizabeth Slone, who also goes by Elizabeth Alayon, Liz Alayon, Elizabeth Kramer, was a registered financial professional .
Elizabeth is a previously registered financial professional and started their career in finance in 1999. Elizabeth had worked at 2 firms and has passed the Series 7TO, SIE, Series 7, Series 11 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 20, 2015 - August 11, 2021
GORDIAN INVESTMENTS, LLC
April 1, 2009 - May 11, 2015
1ST DISCOUNT BROKERAGE, INC.
March 11, 1999 - February 11, 2003
1ST DISCOUNT BROKERAGE, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 12/6/2022
General Securities Representative ExaminationSeries 11
Date: 2/17/1999
Assistant Representative-Order Processing Qualification ExamCurrent Firm
GORDIAN INVESTMENTS, LLC
CRD#: 158611 / SEC#: , 8-68911
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
