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Raymond John Dimuro

CRD# 3195132·Registered 1999 - 2023
Barred: Raymond John Dimuro was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Raymond John Dimuro was a registered financial advisor. Raymond was a previously registered financial professional and started their career in finance 1999 - 2023. Raymond had worked at 2 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

YOUR SOURCE FINANCIAL·CRD# 109409
RIA
Phoenix, AZ
January 2, 2003 - January 2, 2023
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Westlake, TX
July 6, 1999 - November 19, 2002

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Current Firm

YS
YOUR SOURCE FINANCIAL

COLLETT RAGLAND FINANCIAL PLC | YOUR SOURCE FINANCIAL, PLC. | YOUR SOURCE FINANCIAL

CRD#: 109409 / SEC#: 801-62784

Contact Information

Main Address

1540 E Maryland Ave Suite 104, Phoenix, AZ 85014

Phone Number

(602) 343-1700

# of Employees

5

Documents

Latest Form ADV

Part 2 Brochures

2023 YSFI DISCLOSURE BROCHURE (3/31/2023)

Regulatory Assets Under Management

Total Number of Accounts

544

AUM (Assets Under Management)

$235,751,773

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1999About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1999About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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