Raymond J. Dimuro
Professional summary
Raymond John Dimuro was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Raymond is a previously registered financial professional and started their career in finance in 1999. Prior to being barred, Raymond had worked at 2 firms, which includes YOUR SOURCE FINANCIAL, CHARLES SCHWAB & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2003 - January 2, 2023
YOUR SOURCE FINANCIAL
July 6, 1999 - November 19, 2002
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
YOUR SOURCE FINANCIAL
CRD#: 109409 / SEC#: 801-62784
Contact information
Regulatory assets under management
| Total Number of Accounts | 544 |
| AUM (Assets Under Management) | $ 235,751,773 |
Red Flags
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