Beau B. Dickson

DICKSON FINANCIAL GROUP.

Comfort, TX

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CRD#: 3194995

Professional summary

Beau Brian Dickson is a registered financial advisor currently at DICKSON FINANCIAL GROUP, LLC. located in Comfort, Texas.

Beau is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Beau has worked at 3 firms and has passed the Series 65, Series 66, Series 7 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Owner of a print consulting business, JM Travis Ltd located at 27031 Trinity Hts, San Antonio, TX 78261. Been working as a printing consultant since 2006. Currently working 20-30 hours per week, mostly during non-market hours. This is NOT investment related

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Beau Brian Dickson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 25, 2018 - Present

DICKSON FINANCIAL GROUP, LLC.

RIA

CRD#: 292258

Comfort, TX

Past

September 25, 2000 - June 19, 2006

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

CHANDLER, AZ

Past

May 22, 2000 - June 19, 2006

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/25/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/10/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 8/11/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 5/20/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 8/19/2005

General Securities Sales Supervisor - Options Module Examination

Current Firm

DICKSON FINANCIAL GROUP, LLC.

DICKSON FINANCIAL GROUP | DICKSON FINANCIAL GROUP, LLC.

CRD#: 292258 / SEC#:

Texas

Registered Investment Advisory firm - (5/11/2018 Approved)

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Contact information

Main Address

Comfort, TX

Mailing Address

Po Box 600, Comfort, TX 78013

Phone number

(832) 868-3722

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	33
AUM (Assets Under Management)	$ 14,684,984

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Beau B. Dickson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Beau Brian Dickson's CRS (Customer Relationship Summary).

Certified licenses

Experience

DICKSON FINANCIAL GROUP, LLC.

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/10/2018

Series 66

Date: 8/11/2000

Series 7

Date: 5/20/2000

Series 9

Date: 8/19/2005

Current Firm

DICKSON FINANCIAL GROUP, LLC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DICKSON FINANCIAL GROUP, LLC.

TRUST BUT VERIFY

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