Colin E. Karn
Professional summary
Colin Edward Karn, who also goes by Colin Edward Karen, Colin E Karn, is a registered financial professional currently at RAYMOND JAMES & ASSOCIATES, INC. located in St. Petersburg, Florida and RAYMOND JAMES FINANCIAL SERVICES, INC. located in St. Petersburg, Florida.
Colin is registered as a RR (Registered Representative) and started their career in finance in 1999. Colin has worked at 8 firms and has passed the Series 66, Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Colin Edward Karn's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 2, 2015 - Present
RAYMOND JAMES & ASSOCIATES, INC.
Office #1: 880 Carillon Parkway, St. Petersburg, FL 33716September 28, 2018 - Present
RAYMOND JAMES FINANCIAL SERVICES, INC.
Office #1: 880 Carillon Parkway, St. Petersburg, FL 33716November 2, 2018 - Present
CARILLON FUND DISTRIBUTORS, INC.
Office #1: 880 Carillon Parkway, St. Petersburg, FL 33716September 14, 2022 - August 29, 2024
SUMRIDGE PARTNERS, LLC
April 12, 2019 - December 20, 2019
SILVER LANE ADVISORS LLC
March 15, 2012 - May 27, 2015
FIDELITY BROKERAGE SERVICES LLC
November 25, 2005 - March 11, 2011
CHARLES SCHWAB & CO., INC.
January 20, 2004 - March 4, 2004
EDWARD JONES
September 2, 1999 - October 29, 2002
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/25/2021)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Investors' Exchange LLC
MEMX LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE Texas, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
CARILLON FUND DISTRIBUTORS, INC.
CRD#: 139749 / SEC#: , 8-67244
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EAGLE ASSET MANAGEMENT INC | PARENT COMPANY | 110653 |
| EDWARDS, CHARLES MICHAEL | DIRECTOR | 5342028 |
| GEORGIEV, TSVETELINA ELKOVA | CCO | 5130225 |
| GERVAIS, BRYAN L | CFO, PRINCIPAL FINANCIAL OFFICER / FINOP, DIRECTOR | 5286391 |
| LILLIAN, JORDAN ALEXANDER | CEO, PRESIDENT, DIRECTOR | 5444726 |
| SOUSA, DAMIAN DANIEL | DIRECTOR | 2061882 |
| WALZER, SUSAN LAVELLE | DIRECTOR | 2976646 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
CARILLON FUND DISTRIBUTORS, INC.
CRD#: 139749St. Petersburg, FL 33716TRUST BUT VERIFY
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