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Glenn Nmn Cunningham

CUNNINGHAM WEALTH MANAGEMENT
BROADVIEW HEIGHTS, OH
·CRD# 3194874·27 years experience

Professional Summary

Glenn Nmn Cunningham, who also goes by Glenn Cunningham, is a registered financial advisor currently at CUNNINGHAM WEALTH MANAGEMENT located in Broadview Heights, Ohio. Glenn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Glenn has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Glenn Cunningham

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

CUNNINGHAM WEALTH MANAGEMENT·CRD# 148023
RIA
60 Eagle Valley Court, Broadview Heights, OH 44147
November 17, 2008 - Present
OSAIC FA, INC.·CRD# 3978
RIA
Broadview Heights, OH
January 1, 2000 - November 18, 2008
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY·CRD# 2580
BD
Fort Wayne, IN
June 4, 1999 - May 10, 2006
OSAIC FA, INC.·CRD# 3978
BD
Broadview Heights, OH
June 4, 1999 - November 18, 2008

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Current Firm

CW
CUNNINGHAM WEALTH MANAGEMENT

CUNNINGHAM WEALTH MANAGEMENT | CUNNINGHAM WEALTH MANAGEMENT LLC

CRD#: 148023 / SEC#: 801-69472
RIA
Registered Investment Advisory firm - SEC (8/30/2012 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (3/26/2021 Approved)
Ohio
Registered Investment Advisory firm - Ohio (6/15/2012 Approved)
South Carolina
Registered Investment Advisory firm - South Carolina (8/30/2012 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

60 Eagle Valley Court, Broadview Heights, OH 44147

Phone Number

(440) 717-1350

# of Employees

4

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

339

AUM (Assets Under Management)

$94,222,888

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CPA; SALE OF TRADITIONAL (NON-VARIABLE) LIFE INSURANCE AND FIXED ANNUITIES LIFE SETTLEMENTS-INVESTMENT RELATED-7/2/2007 TO PRESENT-AGENT-ARRANGE FOR LIFE SETTLEMENTS FOR CLIENTS WHEN APPROPRIATE WITH VARIOUS COMPANIES-2 HRS PER MONTH, ALL DURING TRADING HRS SPEAKERS LANE, LLC, RENTING/LEASING, AND/OR MANAGING COMMERICIAL AND/OR RESIDENTIAL REAL ESTATE; VOSS INDUSTRIES-BOARD OF DIRECTORS-1/1/92 TO PRESENT-BOARD MEMBER-2 HRS PER MONTH, DURING TRADING HRS; AMERICAN ROLL FORMED PRODUCTS-BOARD OF DIRECTORS-1/1/96 TO PRESENT-BOARD MEMBER-2 HRS PER MONTH, DURING TRADING HRS, TRUSTEE BELLEVUEW UNITED SELECTIVE FUND, TRUSTEE KRAAK CHARITABLE FOUNDATION, TRUSTEE ROBERT BIRR SCHOLARSHIP FOUNDATION

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Ohio
(11/17/2008)
IAR
South Carolina
(4/12/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 2005About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2000About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 1999About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Glenn Nmn Cunningham's CRS (Customer Relationship Summary).

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