Glenn N. Cunningham

CUNNINGHAM WEALTH MANAGEMENT

Broadview Heights, OH 44147

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CRD#: 3194874

Professional summary

Glenn Nmn Cunningham, who also goes by Glenn Cunningham, is a registered financial advisor currently at CUNNINGHAM WEALTH MANAGEMENT located in Broadview Heights, Ohio.

Glenn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Glenn has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Glenn Cunningham

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Glenn Nmn Cunningham's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 17, 2008 - Present

CUNNINGHAM WEALTH MANAGEMENT

Office #1: 60 Eagle Valley Court, Broadview Heights, OH 44147

RIA

CRD#: 148023

Broadview Heights, OH

Past

January 1, 2000 - November 18, 2008

OSAIC FA, INC.

RIA

CRD#: 3978

BROADVIEW HEIGHTS, OH

Past

June 4, 1999 - May 10, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

June 4, 1999 - November 18, 2008

OSAIC FA, INC.

CRD#: 3978

BROADVIEW HEIGHTS, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(11/17/2008)

IAR

South Carolina
(4/12/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/22/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/13/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/3/1999

General Securities Representative Examination

Current Firm

CUNNINGHAM WEALTH MANAGEMENT

CUNNINGHAM WEALTH MANAGEMENT | CUNNINGHAM WEALTH MANAGEMENT LLC

CRD#: 148023 / SEC#: 801-69472

RIA

Registered Investment Advisory firm - (8/30/2012 Terminated)

North Carolina

Registered Investment Advisory firm - (3/26/2021 Approved)

Ohio

Registered Investment Advisory firm - (6/15/2012 Approved)

South Carolina

Registered Investment Advisory firm - (8/30/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

60 Eagle Valley Court, Broadview Heights, OH 44147

Mailing Address

Phone number

(440) 717-1350

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	339
AUM (Assets Under Management)	$ 84,463,800

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Glenn N. Cunningham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Glenn Nmn Cunningham's CRS (Customer Relationship Summary).

Certified licenses

Experience

CUNNINGHAM WEALTH MANAGEMENT

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/22/2005

Series 63

Date: 1/13/2000

Series 7

Date: 6/3/1999

Current Firm

CUNNINGHAM WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CUNNINGHAM WEALTH MANAGEMENT

TRUST BUT VERIFY

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