Russell R. Minor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Russell Robert Minor, who also goes by None, was a registered financial professional .
Russell is a previously registered financial professional and started their career in finance in 2002. Russell had worked at 4 firms and has passed the Series 63 and Series 38 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 2009 - July 17, 2012
VIII CAPITAL CORP.
October 10, 2008 - July 30, 2009
THOMAS WEISEL PARTNERS LLC
January 10, 2006 - October 10, 2008
THOMAS WEISEL PARTNERS (USA) INC.
October 25, 2002 - November 18, 2004
NBF SECURITIES (USA) CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 38
Date: 10/24/2002
Canada Module of the General Securities Registered Representative (Without Options Questions)Current Firm
VIII CAPITAL CORP.
CRD#: 39759 / SEC#: , 8-48886
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
