Michael J. Law

THRIVENT ASSET MANAGEMENT

Minneapolis, MN 55402-3211

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CRD#: 3194682

Professional summary

Michael James Law, CFP®, who also goes by Michael J Law, Mike Law, is a registered financial advisor currently at THRIVENT ASSET MANAGEMENT, LLC located in Minneapolis, Minnesota and THRIVENT DISTRIBUTORS, LLC located in Minneapolis, Minnesota.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Michael has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael J Law | Mike Law

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael James Law's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

February 14, 2022 - Present

THRIVENT ASSET MANAGEMENT, LLC

Office #1: 901 Marquette Avenue, Suite 2500, Minneapolis, MN 55402-3211

RIA

CRD#: 137751

Minneapolis, MN

Current

May 13, 2021 - Present

THRIVENT DISTRIBUTORS, LLC

Office #1: 901 Marquette Avenue Suite 2500, Minneapolis, MN 55402-3265

CRD#: 179512

Minneapolis, MN

Past

April 20, 2012 - October 31, 2019

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST PAUL, MN

Past

July 20, 2011 - March 9, 2012

LOCORR DISTRIBUTORS, LLC

CRD#: 41782

EXCELSIOR, MN

Past

June 16, 2010 - July 22, 2011

FORESTERS EQUITY SERVICES, INC.

CRD#: 18464

SAN DIEGO, CA

Past

May 19, 2006 - April 8, 2009

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

June 17, 2003 - December 19, 2005

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

June 17, 2003 - December 19, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

October 26, 2001 - June 5, 2003

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

October 4, 1999 - July 6, 2001

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

March 26, 1999 - July 28, 1999

BUTTONWOOD PARTNERS, INC.

CRD#: 27108

MADISON, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THRIVENT ASSET MANAGEMENT, LLC

THRIVENT ASSET MANAGEMENT LLC | THRIVENT ASSET MANAGEMENT, LLC

CRD#: 137751 / SEC#: 801-64988

RIA

Registered Investment Advisory firm - (12/15/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/22/2021)

Alaska
(7/22/2021)

Arizona
(7/22/2021)

Arkansas
(7/22/2021)

California
(7/22/2021)

Colorado
(7/22/2021)

Connecticut
(7/22/2021)

Delaware
(7/22/2021)

District of Columbia
(7/22/2021)

Florida
(7/22/2021)

Georgia
(7/22/2021)

Hawaii
(7/22/2021)

Idaho
(7/22/2021)

Illinois
(7/22/2021)

Indiana
(7/22/2021)

Iowa
(7/22/2021)

Kansas
(7/22/2021)

Kentucky
(7/22/2021)

Louisiana
(7/22/2021)

Maine
(7/22/2021)

Maryland
(7/22/2021)

Massachusetts
(7/22/2021)

Michigan
(7/22/2021)

Minnesota
(5/13/2021)

IAR

Minnesota
(2/14/2022)

Mississippi
(7/22/2021)

Missouri
(7/22/2021)

Montana
(7/22/2021)

Nebraska
(7/22/2021)

Nevada
(7/22/2021)

New Hampshire
(7/22/2021)

New Jersey
(7/22/2021)

New Mexico
(7/22/2021)

New York
(7/22/2021)

North Carolina
(7/22/2021)

North Dakota
(7/22/2021)

Ohio
(7/23/2021)

Oklahoma
(7/22/2021)

Oregon
(7/22/2021)

Pennsylvania
(7/22/2021)

Rhode Island
(7/22/2021)

South Carolina
(7/22/2021)

South Dakota
(7/22/2021)

Texas
(7/22/2021)

Utah
(7/22/2021)

Vermont
(7/22/2021)

Virginia
(7/22/2021)

Washington
(7/22/2021)

West Virginia
(7/22/2021)

Wisconsin
(7/22/2021)

Wyoming
(7/22/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/9/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/27/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/25/1999

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

THRIVENT ASSET MANAGEMENT, LLC

THRIVENT ASSET MANAGEMENT LLC | THRIVENT ASSET MANAGEMENT, LLC

CRD#: 137751 / SEC#: 801-64988

RIA

Registered Investment Advisory firm - (12/15/2005 Approved)

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Contact information

Main Address

901 Marquette Avenue Suite 2500, Minneapolis, MN 55402-3211

Mailing Address

Phone number

(800) 847-4836

Established

Firm type

Fiscal year end

# of Employees

450

SEC notice filing (2 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

THRIVENT ASSET MANAGEMENT LLC BROCHURE 03/31/2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	31
AUM (Assets Under Management)	$ 46,815,882,100

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael J. Law

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael James Law's CRS (Customer Relationship Summary).

Certified licenses

Experience

THRIVENT DISTRIBUTORS, LLC

SECURIAN FINANCIAL SERVICES, INC.

LOCORR DISTRIBUTORS, LLC

FORESTERS EQUITY SERVICES, INC.

QUASAR DISTRIBUTORS, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

WALNUT STREET SECURITIES, INC.

RBC CAPITAL MARKETS, LLC

BUTTONWOOD PARTNERS, INC.

Primary Firm SEC Registration

THRIVENT ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/9/2022

Series 63

Date: 4/27/1999

SIE

Date: 10/1/2018

Series 7

Date: 3/25/1999

FINRA

Current Firm

THRIVENT ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THRIVENT ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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