Vito Marchese
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vito Marchese, who also goes by VIc Marchese, Victor Marchese, was a registered financial professional .
Vito is a previously registered financial professional and started their career in finance in 1993. Vito had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2011 - August 31, 2022
STATE FARM VP MANAGEMENT CORP.
October 7, 2010 - March 10, 2011
ALLIED BEACON PARTNERS, INC.
September 3, 2010 - March 10, 2011
ALLIED BEACON PARTNERS, INC.
October 5, 2009 - October 21, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
October 5, 2009 - October 21, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
September 27, 2007 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
July 17, 2007 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
July 20, 2006 - August 2, 2007
PEAK SECURITIES CORPORATION
January 5, 2006 - July 21, 2006
CUSO FINANCIAL SERVICES, L.P.
June 2, 1999 - December 31, 2005
CETERA WEALTH SERVICES, LLC
August 25, 1995 - June 8, 1999
FSC SECURITIES CORPORATION
September 29, 1994 - May 3, 1995
ALLSTATE FINANCIAL SERVICES, LLC
June 30, 1993 - October 11, 1994
VOYA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STATE FARM VP MANAGEMENT CORP.
CRD#: 43036 / SEC#: , 8-50128
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM INVESTMENT MANAGEMENT | SHAREHOLDER | 3487 |
| COOK, KRISTYN | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 4215717 |
| FARNEY, JON CHARLES | PRESIDENT AND DIRECTOR | 2839964 |
| GHANBARPOUR, ARASH | VICE PRESIDENT AND DIRECTOR | 5129325 |
| HINTZ, SCOTT ALEXANDER | VICE PRESIDENT - FINANCIAL AND SECRETARY | 2004555 |
| LUDWIG, TERRENCE MICHAEL | CHIEF COMPLIANCE OFFICER AND TREASURER | 3231040 |
| MINEAU, SARAH | SENIOR VICE PRESIDENT AND DIRECTOR | 4634160 |
| MONTGOMERY, BRADLEY DOYLE | SENIOR VICE PRESIDENT AND DIRECTOR | 2913835 |
| PRESTON, BRIAN LYNN | ANTI-MONEY LAUNDERING AND OFFICE OF FOREIGN ASSETS CONTROL COMPLIANCE OFFICER | 4312143 |
| WILLARD, DANIEL NELSON | ASSISTANT SECRETARY AND COUNSEL | 5207081 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
