Cynthia A. Cefalo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cynthia Ann Cefalo, who also goes by Cynthia Cefalo, Cynthia Ann Marino, Cynthia Marino, was a registered financial professional .
Cynthia is a previously registered financial professional and started their career in finance in 1999. Cynthia had worked at 5 firms and has passed the Series 66, Series 63, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2012 - January 30, 2013
QUESTAR ASSET MANAGEMENT, INC.
March 7, 2012 - January 30, 2013
QUESTAR CAPITAL CORPORATION
March 24, 2009 - November 12, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 29, 2008 - November 12, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 1, 2000 - September 26, 2007
WELLS FARGO CLEARING SERVICES, LLC
January 11, 2000 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
March 30, 1999 - December 22, 1999
FIRST UNION BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
QUESTAR ASSET MANAGEMENT, INC.
CRD#: 133358 / SEC#: 801-63747
Contact information
Red Flags
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