Edward R. Green
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Richard Green was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1999. Edward had worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 14, 2015 - December 20, 2019
MADISON AVENUE SECURITIES, LLC
April 14, 2015 - December 20, 2019
MADISON AVENUE SECURITIES, LLC
July 7, 2014 - April 15, 2015
BCG SECURITIES, INC.
March 12, 2014 - April 15, 2015
BCG SECURITIES, INC.
February 26, 2013 - December 10, 2013
REALTA EQUITIES, INC.
December 1, 2011 - December 31, 2012
AVALON INVESTMENT & SECURITIES GROUP, INC.
October 28, 2008 - September 30, 2011
WALL STREET FINANCIAL GROUP, INC.
October 27, 2008 - September 30, 2011
WALL STREET FINANCIAL GROUP, INC.
March 5, 2008 - October 20, 2008
SPIRE WEALTH MANAGEMENT, LLC
March 4, 2008 - October 20, 2008
SPIRE SECURITIES, LLC
October 26, 2006 - April 22, 2008
OSAIC SERVICES, INC.
May 2, 2006 - April 22, 2008
OSAIC SERVICES, INC.
January 5, 2004 - May 8, 2006
CETERA INVESTMENT SERVICES LLC
October 9, 2002 - May 8, 2006
CETERA INVESTMENT SERVICES LLC
September 18, 2002 - October 14, 2002
WELLS FARGO CLEARING SERVICES, LLC
September 18, 2002 - October 14, 2002
WELLS FARGO CLEARING SERVICES, LLC
April 25, 2001 - July 19, 2002
QUICK & REILLY, INC.
April 10, 2000 - April 25, 2001
SUMMIT FINANCIAL SERVICES GROUP, INC.
October 1, 1999 - April 7, 2000
IFMG SECURITIES, INC.
July 7, 1999 - October 1, 1999
MARKETING ONE SECURITIES, INC.
March 17, 1999 - July 6, 1999
METROPOLITAN LIFE INSURANCE COMPANY
March 17, 1999 - July 6, 1999
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
MADISON AVENUE SECURITIES, LLC
CRD#: 23224 / SEC#: 801-69919, 8-40426
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MADISON AVENUE SECURITIES, LLC
CRD#: 23224 / SEC#: 801-69919, 8-40426
Contact information
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KT EQUITY PARTNERS II, LLC | DIRECT OWNER | |
| CALLANAN, DAVID JAMES | MEMBER | 4237166 |
| FIXSEN, VILAYPHONE | CHIEF OPERATING OFFICER | 4585926 |
| FOSTER, CODY GRANT | MEMBER | 4237075 |
| JENSEN, GAIL MARIE | DEPUTY CHIEF COMPLIANCE OFFICER | 1943705 |
| MCNEES, MARTIN WILLIAM | PRESIDENT | 3168410 |
| METCALFE, INC. | OWNER | |
| PIERSON, MELISSA KAY | CHIEF COMPLIANCE OFFICER | 1685017 |
| SCHENDEL, JENNIFER | MEMBER | 6136948 |
| WOODS, SANDRA ANN | FINOP | 6200533 |
Regulatory assets under management
| Total Number of Accounts | 14,100 |
| AUM (Assets Under Management) | $ 2,038,801,712 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
