Jaime Ramirez
Professional summary
Jaime Ramirez, CIMA®, who also goes by Andy Ramirez, Jaime Andres Ramirez, Jamie Ramirez, is a registered financial professional currently at FEF DISTRIBUTORS, LLC located in Sausalito, California.
Jaime is registered as a RR (Registered Representative) and started their career in finance in 1999. Jaime has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jaime Ramirez's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 9, 2023 - Present
FEF DISTRIBUTORS, LLC
January 18, 2017 - May 31, 2023
JANUS HENDERSON DISTRIBUTORS US LLC
March 11, 2011 - November 18, 2016
GOLDMAN SACHS & CO. LLC
April 13, 2005 - March 7, 2011
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
June 5, 2002 - December 31, 2003
RITTENHOUSE ASSET MANAGEMENT, INC.
July 20, 2001 - April 21, 2005
NUVEEN FUND ADVISORS, LLC
March 31, 1999 - March 23, 2005
NUVEEN SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
FEF DISTRIBUTORS, LLC
CRD#: 46585 / SEC#: , 8-51483
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST EAGLE INVESTMENT MANAGEMENT, LLC | MANAGING MEMBER | 108260 |
| BRUNO, ROBERT | MANAGER | 2102844 |
| CARULLO, MODESTINO VITO | CHIEF COMPLIANCE OFFICER | 1528768 |
| CONSTANTINO, MICHAEL | MANAGER | 2932606 |
| FONG, CHUN WAI | CHIEF FINANCIAL OFFICER AND FINOP | 4944446 |
| OCONNOR, DAVID | GENERAL COUNSEL AND MANAGER | 5077118 |
| RICCIO, FRANK JOSEPH | PRESIDENT AND MANAGER | 4271374 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
