Hugh N. March
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hugh Nelson March was a registered financial professional .
Hugh is a previously registered financial professional and started their career in finance in 1960. Hugh had worked at 7 firms and has passed the Series 63, SIE, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 1997 - December 31, 2015
FOOTHILL SECURITIES, INC.
April 12, 1988 - December 31, 2016
FOOTHILL SECURITIES, INC.
November 10, 1986 - November 20, 1989
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
November 5, 1986 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
July 26, 1979 - March 30, 1988
JUDY & ROBINSON SECURITIES, INC
April 1, 1971 - September 3, 1979
SOUTHMARK FINANCIAL SERVICES, INC.
October 22, 1970 - August 3, 1983
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
October 22, 1970 - November 4, 1983
OSAIC FA, INC.
December 19, 1960 - April 14, 1977
R J BAKER & COMPANY INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 12/19/1960
Registered Representative ExaminationSeries 00
Date: 5/1/1975
General Securities Principal ExaminationCurrent Firm
FOOTHILL SECURITIES, INC.
CRD#: 1027 / SEC#: 801-57293, 8-11117
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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