Michael A. Neumeier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Anthony Neumeier was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1999. Michael had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 2016 - December 8, 2017
KINGSCOTE CAPITAL LLC
September 4, 2014 - November 17, 2014
REALTA INVESTMENT ADVISORS, INC
June 18, 2014 - November 17, 2014
REALTA EQUITIES, INC.
June 6, 2013 - March 14, 2014
HERITAGE ADVISORY SERVICES, INC.
May 30, 2013 - March 14, 2014
HERITAGE FINANCIAL SYSTEMS, LLC
September 19, 2007 - May 30, 2013
QUESTAR ASSET MANAGEMENT, INC.
December 1, 2006 - May 30, 2013
QUESTAR CAPITAL CORPORATION
February 17, 2006 - June 16, 2006
USALLIANZ SECURITIES, INC.
February 17, 2006 - December 1, 2006
USALLIANZ SECURITIES, INC.
September 15, 2005 - February 17, 2006
ADVANTAGE CAPITAL CORPORATION
April 29, 1999 - February 17, 2006
ADVANTAGE CAPITAL CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
KINGSCOTE CAPITAL LLC
CRD#: 173520 / SEC#:
Contact information
Red Flags
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