David S. Abramson

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CRD#: 3193618

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Steven Abramson was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 1999. David had worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 55, Series 62 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 25, 2014 - May 7, 2015

BEACON GATE LLC

CRD#: 157987

NEW YORK, NY

Past

July 24, 2014 - May 7, 2015

FIRST NEW YORK SECURITIES L.L.C.

CRD#: 16362

NEW YORK, NY

Past

November 14, 2011 - October 9, 2013

BEACON GATE LLC

CRD#: 157987

NEW YORK, NY

Past

September 14, 2010 - October 11, 2010

S. GOLDMAN CAPITAL LLC

CRD#: 145107

NEW YORK, NY

Past

February 29, 2008 - October 2, 2009

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

January 2, 2007 - February 29, 2008

RBC CAPITAL MARKETS CORPORATION

CRD#: 6579

NEW YORK, NY

Past

April 12, 2006 - August 1, 2014

G-2 TRADING,LLC

CRD#: 44018

NEW YORK, NY

Past

June 9, 2004 - January 2, 2007

CARLIN EQUITIES, LLC

CRD#: 31295

NEW YORK, NY

Past

January 5, 2004 - April 1, 2004

FIRST NEW YORK SECURITIES L.L.C.

CRD#: 16362

NEW YORK, NY

Past

February 26, 2002 - January 9, 2004

SCHONFELD SECURITIES, LLC

CRD#: 23304

JERICHO, NY

Past

November 15, 1999 - February 7, 2002

FIRST NEW YORK SECURITIES L.L.C.

CRD#: 16362

NEW YORK, NY

Past

March 23, 1999 - November 11, 1999

ON-SITE TRADING, INC.

CRD#: 30271

GREAT NECK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 6/8/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/7/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/10/2000

General Securities Representative Examination

General Industry/Product Exam

Series 55

Date: 4/20/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 62

Date: 3/22/1999

Corporate Securities Limited Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/12/2006

General Securities Principal Examination

Current Firm

BEACON GATE LLC

CRD#: 157987 / SEC#: , 8-68875

Terminated by SEC on 10/30/2016

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Contact information

Main Address

Mailing Address

Phone number

Established

New York since 09/29/2010

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
N.A. GROM, LLC	SOLE MEMBER
RONALD SHEAR REVOCABLE TRUST	PART OWNER
LEIB, SHARON BETH	CFO, FINOP & AMLCO	5799319
MANDIA, BRANDT JOSEPH JR	CHIEF EXECUTIVE OFFICER	2239866
MANDIA, BRANDT JOSEPH JR	CHIEF COMPLIANCE OFFICER	2239866
SHEAR, RONALD HENRY	TRUSTEE OF REVOCABLE TRUST	420846

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David S. Abramson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FIRST NEW YORK SECURITIES L.L.C.

BEACON GATE LLC

S. GOLDMAN CAPITAL LLC

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS CORPORATION

G-2 TRADING,LLC

CARLIN EQUITIES, LLC

FIRST NEW YORK SECURITIES L.L.C.

SCHONFELD SECURITIES, LLC

FIRST NEW YORK SECURITIES L.L.C.

ON-SITE TRADING, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/8/1999

SIE

Date: 5/7/2015

Series 7

Date: 3/10/2000

Series 55

Date: 4/20/1999

Series 62

Date: 3/22/1999

Series 24

Date: 1/12/2006

Current Firm

BEACON GATE LLC

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

BEACON GATE LLC

TRUST BUT VERIFY

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