Robert J. Sprott
Professional summary
Robert John Sprott was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Robert is a previously registered financial advisor and started their career in finance in 1999. Prior to being barred, Robert had worked at 6 firms, which includes SSN ADVISORY INC., SECURITIES SERVICE NETWORK LLC, WALNUT STREET SECURITIES INC., VALIC FINANCIAL ADVISORS INC., CHARTER ONE SECURITIES INC., SIGNATOR INVESTORS INC..
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 16, 2013 - October 28, 2014
SSN ADVISORY, INC.
May 15, 2013 - October 28, 2014
SECURITIES SERVICE NETWORK, LLC
November 4, 2010 - May 17, 2013
WALNUT STREET SECURITIES, INC.
November 2, 2010 - May 17, 2013
WALNUT STREET SECURITIES, INC.
May 27, 2010 - October 11, 2010
VALIC FINANCIAL ADVISORS, INC.
June 3, 2002 - October 11, 2010
VALIC FINANCIAL ADVISORS, INC.
September 8, 2000 - May 28, 2002
CHARTER ONE SECURITIES, INC.
March 8, 1999 - September 21, 2000
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SSN ADVISORY, INC.
CRD#: 126090 / SEC#: 801-61989
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