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AM

Augustine J. Marasco

Some features on this profile are disabled
CRD#: 319344
AM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Augustine John Marasco was a registered financial professional .

Augustine is a previously registered financial professional and started their career in finance in 1954. Augustine had worked at 7 firms and has passed the Series 63 and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 18, 1993 - September 12, 2019

HUNTER ASSOCIATES LLC

BD
CRD#: 30177
PITTSBURGH, PA
Past

May 21, 1990 - February 17, 1993

ALLEGHENY INVESTMENTS, LTD.

BD
CRD#: 7597
PITTSBURGH, PA
Past

June 19, 1983 - February 19, 1991

AETNA LIFE INSURANCE AND ANNUITY COMPANY

BD
CRD#: 13256
HARTFORD, CT
Past

January 5, 1977 - February 7, 1990

PARKER/HUNTER INCORPORATED

BD
CRD#: 7324
PITTSBURGH, PA
Past

June 1, 1972 - January 5, 1977

PARKER/HUNTER INCORPORATED

BD
CRD#: 480
Past

March 25, 1971 - April 13, 1972

WADDELL & REED

BD
CRD#: 866
Past

October 27, 1954 - April 16, 1971

MUTUAL FUNDS CORP AMERICAN

BD
CRD#: 1000001

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HUNTER ASSOCIATES LLC
HUNTER ASSOCIATES LLC
HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC | HUNTER ASSOCIATES, INC. | HUNTER ASSOCIATES LLC

CRD#: 30177 / SEC#: 801-42007, 8-44779

RIA
Registered Investment Advisory firm - SEC (7/27/1992 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/3/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination

Current Firm

HUNTER ASSOCIATES LLC
HUNTER ASSOCIATES LLC
HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC | HUNTER ASSOCIATES, INC. | HUNTER ASSOCIATES LLC

CRD#: 30177 / SEC#: 801-42007, 8-44779

RIA
Registered Investment Advisory firm - SEC (7/27/1992 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
436 Seventh Avenue Koppers Building 27th Floor, Pittsburgh, PA, 15219-1818
Mailing Address
436 Seventh Avenue 27th Floor, Pittsburgh, PA, 15219
Phone number
(412) 471-4191
Established
Delaware since 01/01/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
14

SEC notice filing (31 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (39 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

2025 HUNTER ASSOCIATES FORM ADV PART 2A (3/31/2025)
2025 HUNTER ASSOCIATES FORM ADV PART 2A APPENDIX 1 (3/31/2025)

Direct owners and executive officers

NamePositionCRD#
HUNTER ASSOCIATES HOLDINGS, LLCMEMBER
CLARK, PATRICK JAMESCCO5314331
MARSHALL, BRADLEY JOHNCFO, TREASURER, DIRECTOR2047270
MCCULLOCH, ROBERT SPITTAL IIIVICE PRESIDENT,DIRECTOR730963
SNYDER, ERICA LYNNPRESIDENT,CEO,DIRECTOR3075140

Regulatory assets under management

Total Number of Accounts2,334
AUM (Assets Under Management)$ 1,201,488,433

Disclosures

Regulatory Event1

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
08/11/2025
Cover Page
Report
09/30/2024
Cover Page
Report
07/27/2023
Cover Page
Report
12/21/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HUNTER ASSOCIATES LLC

HUNTER ASSOCIATES LLC

CRD#: 30177

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