Mark K. Lund

STONECREEK WEALTH ADVISORS

SOUTH JORDAN, UT 84095

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CRD#: 3193382

Professional summary

Mark Keller Lund is a registered financial advisor currently at STONECREEK WEALTH ADVISORS located in South Jordan, Utah.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Mark has worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

STONE CREEK WEALTH ADVISORS FORMERLY MARK LUND INVESTMENTS: I SELL TERM INSURANCE, UNIV LIFE, HEALTH, AND FIXED ANNUITIES. FINANCIAL EDUCATORS OF UTAH: PRESIDENT; FINANCIAL EDUCATION FOR EMPLOYEES OF BUSINESSES, MEMBERS OF GROUPS OR ASSOCIATIONS, ECT. I STARTED WITH THE COMPANY IN MID YEAR OF 1999. I PUT IN MAYBE 1-2 HOURS A YEAR. MY POSITION IS A SALES REPRESENTATIVE. EVERBANK REPRESENTATIVE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Keller Lund's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2011 - Present

STONECREEK WEALTH ADVISORS

Office #1: 10421 South Jordan Gateway Suite 600, South Jordan, UT 84095

RIA

CRD#: 155300

SOUTH JORDAN, UT

Past

May 3, 2002 - November 2, 2010

SPC

RIA

CRD#: 110692

DRAPER, UT

Past

February 9, 2002 - November 2, 2010

PARKLAND SECURITIES, LLC

CRD#: 115368

DRAPER, UT

Past

May 31, 2001 - February 9, 2002

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

March 24, 1999 - May 30, 2001

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(1/3/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/4/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/27/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 3/20/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

STONECREEK WEALTH ADVISORS

STONECREEK WEALTH ADVISORS | STONECREEK WEALTH ADVISORS, INC.

CRD#: 155300 / SEC#:

Utah

Registered Investment Advisory firm - (1/3/2011 Approved)

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Contact information

Main Address

10421 South Jordan Gateway Suite 600, South Jordan, UT 84095

Mailing Address

Phone number

(801) 545-0696

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	273
AUM (Assets Under Management)	$ 66,231,035

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark K. Lund

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Keller Lund's CRS (Customer Relationship Summary).

Certified licenses

Experience

STONECREEK WEALTH ADVISORS

SPC

PARKLAND SECURITIES, LLC

WALNUT STREET SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/4/2003

Series 63

Date: 3/27/1999

Series 6

Date: 3/20/1999

Current Firm

STONECREEK WEALTH ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STONECREEK WEALTH ADVISORS

TRUST BUT VERIFY

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