Glenn A. Wortman
Professional summary
Glenn Alan Wortman is a registered financial professional currently at THE VERTICAL GROUP located in Red Bank, New Jersey.
Glenn is registered as a RR (Registered Representative) and started their career in finance in 1999. Glenn has worked at 4 firms and has passed the Series 63, SIE, Series 86, Series 87, Series 7, Series 55, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Glenn Alan Wortman's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 11, 2016 - Present
THE VERTICAL GROUP
Office #1: 130 Maple Avenue Building 5, Ph, Red Bank, NJ 07701May 21, 2007 - July 15, 2015
SIDOTI & COMPANY, LLC
February 5, 2003 - July 13, 2004
THE VERTICAL GROUP
January 8, 2001 - August 19, 2002
LADENBURG THALMANN & CO. INC.
May 19, 1999 - August 1, 2000
SANFORD C. BERNSTEIN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/11/2016)
Exams
Series 55
Date: 2/6/2001
Limited Representative-Equity Trader ExamFINRA
Current Firm
THE VERTICAL GROUP
CRD#: 104353 / SEC#: , 8-52814
Contact information
FINRA licenses (30 States and Territories)
Documents
Disclosures
| Regulatory Event | 13 |
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