Harry W. Borre
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harry William Borre, who also goes by Billy Borre, Harry William Borre Jr, Harry William Borre, was a registered financial professional .
Harry is a previously registered financial professional and started their career in finance in 1999. Harry had worked at 7 firms and has passed the Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 2022 - January 17, 2023
FIDELITY BROKERAGE SERVICES LLC
June 17, 2020 - August 12, 2020
WADDELL & REED
February 15, 2019 - June 11, 2020
&PARTNERS
February 6, 2017 - February 14, 2019
WELLS FARGO CLEARING SERVICES, LLC
October 22, 2016 - February 14, 2019
WELLS FARGO CLEARING SERVICES, LLC
February 11, 2004 - November 24, 2014
UBS FINANCIAL SERVICES INC.
January 8, 2001 - July 29, 2002
METROPOLITAN LIFE INSURANCE COMPANY
January 8, 2001 - July 29, 2002
MSI FINANCIAL SERVICES, INC.
May 18, 1999 - September 14, 2000
METROPOLITAN LIFE INSURANCE COMPANY
May 18, 1999 - September 14, 2000
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/14/2022
General Securities Representative ExaminationSeries 6TO
Date: 3/14/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
