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EM

Eric S. Martinez

XNERGY FINANCIAL
Los Angeles, CA 90067
Some features on this profile are disabled
CRD#: 3193125
EM

Professional summary

Eric Scott Martinez is a registered financial professional currently at XNERGY FINANCIAL LLC located in Los Angeles, California.

Eric is registered as a RR (Registered Representative) and started their career in finance in 1999. Eric has worked at 10 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 4, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eric Scott Martinez's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 6, 2026 - Present

XNERGY FINANCIAL LLC

Office #1: 1801 Century Park East 25th Floor, Los Angeles, CA, 90067
BD
CRD#: 144436
Los Angeles, CA
Past

May 15, 2024 - July 3, 2025

GROVE POINT INVESTMENTS, LLC

BD
CRD#: 1763
ROCKVILLE, MD
Past

February 7, 2014 - March 31, 2022

THRIVENT INVESTMENT MANAGEMENT INC.

RIA
CRD#: 18387
MINNEAPOLIS, MN
Past

February 7, 2014 - March 31, 2022

THRIVENT INVESTMENT MANAGEMENT INC.

BD
CRD#: 18387
MINNEAPOLIS, MN
Past

February 21, 2013 - December 16, 2013

U.S. BANCORP INVESTMENTS, INC.

RIA
CRD#: 17868
VANCOUVER, WA
Past

February 21, 2013 - December 16, 2013

U.S. BANCORP INVESTMENTS, INC.

BD
CRD#: 17868
VANCOUVER, WA
Past

June 9, 2011 - April 4, 2012

GRADIENT SECURITIES, LLC

BD
CRD#: 127701
ARDEN HILLS, MN
Past

March 9, 2011 - September 22, 2011

FREESTONE CAPITAL MANAGEMENT, LLC

RIA
CRD#: 145711
SEATTLE, WA
Past

March 9, 2011 - September 22, 2011

FREESTONE SECURITIES, LLC

BD
CRD#: 124260
SEATTLE, WA
Past

February 3, 2006 - April 20, 2009

RUSSELL INVESTMENTS

RIA
CRD#: 105734
TACOMA, WA
Past

January 30, 2006 - April 20, 2009

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

BD
CRD#: 21771
TACOMA, WA
Past

May 26, 1999 - December 31, 2000

WADDELL & REED

BD
CRD#: 866
OVERLAND PARK, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(4/7/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/4/2025
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 11/5/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/25/1999
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 6/13/2013
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 4/26/2013
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/16/2006
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

XF
XNERGY FINANCIAL LLC
XNERGY FINANCIAL CORPORATION | XNERGY FINANCIAL LLC

CRD#: 144436 / SEC#: , 8-67655

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
PREMIUM
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Contact information

Main Address
1801 Century Park East 25th Floor, Los Angeles, CA, 90067
Mailing Address
1801 Century Park East 25th Floor, Los Angeles, CA, 90067
Phone number
(310) 552-0000
Established
California since 12/15/2008
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
XNERGY, LLCSHAREHOLDER
JACOBS, MARK STUARTCEO2295215
KODMAN, EDWARD GRANTFINOP8163156
SOBCZAK, AMRICCHIEF COMPLIANCE OFFICER6752202
STEFANY, NIAFOUNDER5406554

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

XNERGY FINANCIAL LLC

CRD#: 144436Los Angeles, CA 90067

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