Eric S. Martinez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Scott Martinez was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1999. Eric had worked at 9 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2024 - July 3, 2025
GROVE POINT INVESTMENTS, LLC
February 7, 2014 - March 31, 2022
THRIVENT INVESTMENT MANAGEMENT INC.
February 7, 2014 - March 31, 2022
THRIVENT INVESTMENT MANAGEMENT INC.
February 21, 2013 - December 16, 2013
U.S. BANCORP INVESTMENTS, INC.
February 21, 2013 - December 16, 2013
U.S. BANCORP INVESTMENTS, INC.
June 9, 2011 - April 4, 2012
GRADIENT SECURITIES, LLC
March 9, 2011 - September 22, 2011
FREESTONE CAPITAL MANAGEMENT, LLC
March 9, 2011 - September 22, 2011
FREESTONE SECURITIES, LLC
February 3, 2006 - April 20, 2009
RUSSELL INVESTMENTS
January 30, 2006 - April 20, 2009
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
May 26, 1999 - December 31, 2000
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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