Mark P. Fanelli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Pottorff Fanelli, who also goes by Mark P Fanelli, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1999. Mark had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 21, 2010 - September 12, 2013
J.P. TURNER & COMPANY, L.L.C.
December 3, 2007 - May 21, 2010
GROVE POINT INVESTMENTS, LLC
November 20, 2007 - May 21, 2010
GROVE POINT INVESTMENTS, LLC
January 24, 2007 - May 7, 2008
INDEPENDENT FINANCIAL PARTNERS
June 26, 2001 - January 24, 2007
FINANCIAL PLANNING ASSOCIATES, INC.
April 9, 2001 - October 3, 2007
MUTUAL SERVICE CORPORATION
May 22, 2000 - March 28, 2001
WELLS FARGO CLEARING SERVICES, LLC
April 19, 1999 - March 16, 2000
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
