Thomas C. Basil
Professional summary
Thomas Coburn Basil, who also goes by Tom Basil, is a registered financial advisor currently at COLORADO DIVERSIFIED FINANCIAL located in Longmont, Colorado.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Thomas has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Coburn Basil's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 5, 2010 - Present
COLORADO DIVERSIFIED FINANCIAL
Office #1: 713 Rider Ridge Drive, Longmont, CO 80504November 21, 2007 - October 16, 2008
MSI FINANCIAL SERVICES, INC.
October 12, 2007 - October 16, 2008
MSI FINANCIAL SERVICES, INC.
April 29, 1999 - December 20, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
April 7, 1999 - July 3, 2006
IDS LIFE INSURANCE COMPANY
April 7, 1999 - December 20, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/5/2010)
Exams
Current Firm
COLORADO DIVERSIFIED FINANCIAL
CRD#: 152315 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 892,000 |
Red Flags
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Company Information
COLORADO DIVERSIFIED FINANCIAL
CRD#: 152315Longmont, CO 80504TRUST BUT VERIFY
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