Lisa L. Banning
FINANCIAL MANAGEMENT NETWORK
Mission Viejo, CA 92691
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CRD#: 3192570
Professional summary
Lisa Lynn Banning, CFP®, who also goes by Lisa Lynn Tatman, is a registered financial advisor currently at FINANCIAL MANAGEMENT NETWORK INC located in Mission Viejo, California and FMN CAPITAL CORPORATION located in Mission Viejo, California.
Lisa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Lisa has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
Lisa focuses her financial planning practice on serving midlife women and families in transition, delivering clarity during times of uncertainty.
Having achieved her financial goals through sound choices while adapting to changes, prepares Lisa to coach clients on a personal level.
Lisa shares her experience and has served on the Vanguard University Foundation Board, the Leadership Tomorrow Board of Directors and served as WomanSage Board President. Lisa is a Crown Ministries Budget Coach for Palm Harvest Church in Costa Mesa.
Lisa graduated with a Bachelor of Science degree in Business Administration from the University of Kansas. She earned her Certified Financial Planner™ designation through the College for Financial Planning and is a member of the Financial Planning Association of Orange County.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Long-term Care
Investment Planning
Retirement Planning
Insurance Planning
Are you a "fiduciary"?
Yes
Aliases
Lisa Lynn Tatman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. TRUSTEE ON THE PALM HARVEST CHURCH BOARD; 501C3. 2. FMN CENTERPOINT LLC OWNS COMMERICAL REAL ESTATE; LISA BANNING OWNS 5% OF FMN CENTERPOINT LLC 3. APPOINTED AGENT OF VARIOUS INSURANCE COMPANIES CA INSURANCE LICENSE - LIFE/HEALTH/VARIABLE PRODUCTS
CRS (Client Relationship Summary) - RIA
Click below to view Lisa Lynn Banning's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
October 29, 2004 - Present
FINANCIAL MANAGEMENT NETWORK INC
Office #1: 26041 Acero, Mission Viejo, CA 92691RIA
CRD#: 110454
Mission Viejo, CA
Current
March 11, 1999 - Present
FMN CAPITAL CORPORATION
Office #1: 26041 Acero, Mission Viejo, CA 92691Office #2: 26041 Acero, Mission Viejo, CA 92691BD
CRD#: 38105
Mission Viejo, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FM
FINANCIAL MANAGEMENT NETWORK INC
FINANCIAL MANAGEMENT NETWORK INC | FINANCIAL MANAGEMENT NETWORK INC.
CRD#: 110454 / SEC#: 801-40473
RIA
Registered Investment Advisory firm - (12/31/1991 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/9/2003)
RR
California(4/28/1999)
IAR
California(10/29/2004)
RR
Florida(5/21/2007)
RR
Georgia(3/28/2023)
RR
Hawaii(7/13/2020)
RR
Idaho(4/16/2021)
RR
Kansas(4/18/2000)
IAR
Kansas(5/8/2025)
RR
Michigan(1/11/2016)
RR
Nevada(6/1/2020)
RR
New Hampshire(11/25/2013)
RR
New Mexico(4/11/2007)
RR
Oregon(8/28/2020)
IAR
Oregon(9/30/2025)
RR
Tennessee(5/30/2025)
RR
Texas(3/22/2021)
IAR
Texas(1/12/2023)
RR
Virginia(6/13/2019)
RR
Washington(10/17/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FM
FINANCIAL MANAGEMENT NETWORK INC
FINANCIAL MANAGEMENT NETWORK INC | FINANCIAL MANAGEMENT NETWORK INC.
CRD#: 110454 / SEC#: 801-40473
RIA
Registered Investment Advisory firm - (12/31/1991 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
26041 Acero, Mission Viejo, CA 92691
Mailing Address
Phone number
(949) 455-0300
Established
Firm type
Fiscal year end
# of Employees
49
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,200 |
| AUM (Assets Under Management) | $ 1,796,671,361 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
