Craig D. Duvarney

CRAIG DUVARNEY, CFP

BARTLETT, NH

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CRD#: 3192550

Professional summary

Craig Douglas Duvarney, CFP® is a registered financial advisor currently at CRAIG DUVARNEY, CFP located in Bartlett, New Hampshire and OSAIC WEALTH, INC. located in Bartlett, New Hampshire.

Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Craig has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Douglas Duvarney's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

June 23, 2003 - Present

CRAIG DUVARNEY, CFP

RIA

CRD#: 126911

BARTLETT, NH

Current

March 13, 2003 - Present

OSAIC WEALTH, INC.

Office #2: 3 Centennial Drive Suite 300, Peabody, MA 01960

RIA

CRD#: 23131

BARTLETT, NH

Past

June 11, 1999 - March 26, 2003

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

June 11, 1999 - March 26, 2003

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

April 28, 1999 - July 1, 1999

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CRAIG DUVARNEY, CFP

CRAIG DUVARNEY, CFP | DUVARNEY, CRAIG DOUGLAS

CRD#: 126911 / SEC#: 801-111957

RIA

Registered Investment Advisory firm - (10/27/2017 Approved)

Massachusetts

Registered Investment Advisory firm - (10/31/2017 Terminated)

New Hampshire

Registered Investment Advisory firm - (11/22/2017 Terminated)

Rhode Island

Registered Investment Advisory firm - (5/7/2010 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(8/29/2012)

California
(4/22/2019)

Colorado
(1/19/2016)

Connecticut
(8/27/2012)

Florida
(10/22/2007)

Georgia
(9/18/2012)

Idaho
(10/10/2019)

Illinois
(2/7/2024)

Indiana
(10/29/2020)

Kansas
(6/23/2016)

Maine
(11/7/2007)

Maryland
(9/22/2014)

Massachusetts
(3/13/2003)

IAR

Massachusetts
(6/23/2003)

New Hampshire
(8/5/2003)

IAR

New Hampshire
(1/13/2021)

New Jersey
(3/10/2011)

New York
(1/12/2006)

North Carolina
(11/7/2007)

Pennsylvania
(1/9/2023)

Rhode Island
(3/8/2005)

South Carolina
(11/7/2007)

IAR

Texas
(10/28/2020)

Texas
(10/29/2020)

Utah
(8/23/2023)

Virginia
(5/21/2018)

Washington
(3/28/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 3/19/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/27/1999

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CRAIG DUVARNEY, CFP

CRAIG DUVARNEY, CFP | DUVARNEY, CRAIG DOUGLAS

CRD#: 126911 / SEC#: 801-111957

RIA

Registered Investment Advisory firm - (10/27/2017 Approved)

Massachusetts

Registered Investment Advisory firm - (10/31/2017 Terminated)

New Hampshire

Registered Investment Advisory firm - (11/22/2017 Terminated)

Rhode Island

Registered Investment Advisory firm - (5/7/2010 Terminated)

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Contact information

Main Address

Bartlett, NH

Mailing Address

Po Box 1026, Glen, NH 03838

Phone number

(978) 772-2156

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CRAIG DUVARNEY, CFP® ADV PART 2A (1/14/2026)

Regulatory assets under management

Total Number of Accounts	681
AUM (Assets Under Management)	$ 370,977,170

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Craig D. Duvarney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Douglas Duvarney's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

MONY SECURITIES CORPORATION

Primary Firm SEC Registration

CRAIG DUVARNEY, CFP

State Registrations and Notice Filings

Exams

Series 63

Date: 3/19/1999

SIE

Date: 10/1/2018

Series 7

Date: 4/27/1999

FINRA

Current Firm

CRAIG DUVARNEY, CFP

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CRAIG DUVARNEY, CFP

TRUST BUT VERIFY

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