Craig D. Duvarney
CRAIG DUVARNEY, CFP
BARTLETT, NH
Some features on this profile are disabled
CRD#: 3192550
Professional summary
Craig Douglas Duvarney, CFP® is a registered financial advisor currently at CRAIG DUVARNEY, CFP located in Bartlett, New Hampshire and OSAIC WEALTH, INC. located in Bartlett, New Hampshire.
Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Craig has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. CRAIG DUVARNEY, CFP POSITION: CFP NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 180 START DATE: 01/01/2009 ADDRESS: 106 Highland Road, Bartlett NH 03812, United States DESCRIPTION: Independent RIA (Craig DuVarney, CFP) 2. CRAIG DUVARNEY, CFP POSITION: Guest Lecturer NATURE: Sole-Prop. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2002 ADDRESS: 2194 Main Street, Concord MA 01742 DESCRIPTION: For more than a decade I have volunteered as a Guest Lecturer in the Boston University CFP Program. I educate future Certified Financial Planners on Education Planning, and also conduct a discussion regard the career. I do not use any slides or presentation materials, and the whole presentation last no more than 90 minutes 3-4 times per year. In this setting I do not market my services, and I have never received a referrals or any clients from this activity, as the people I am speaking to want to become CFPs themselves. 3. BABSON COLLEGE POSITION: Volunteer/Mentor/Speaker NATURE: Non-Profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/28/2020 ADDRESS: 231 Forest Street, Babson Park MA 02457, United States DESCRIPTION: I am volunteering at Babson College, my alma mater. I am a guest lecturer in the Personal Finance class and a judge for the Capstone presentations. I am also a mentor to those students interested in the financial planningcareer. All of these activities are primarily directed to current Babson College students. I have no interest in promoting by business via these activities. 4. VAN NOY VALOR FOUNDATION, INC. POSITION: Counsellor NATURE: 501(c)(3) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/10/2022 ADDRESS: 59 Cavalier Blvd, Suite 310, Florence KY 41042, United States DESCRIPTION: Counsellor? - Van Noy Valor Foundation. Qualified 501(c)(3) starting by my clients Kyle & Marissa Van Noy to encourage personal valor in the lives of adopted children, those in foster care and disadvantaged youth by armoring them with success through resources, mentors and opportunities. 5. CRAIG DUVARNEY, CFP POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 03/01/2003 ADDRESS: 106 Highland Road, Bartlett NH 03812, United States DESCRIPTION: Insurance Sales
CRS (Client Relationship Summary) - RIA
Click below to view Craig Douglas Duvarney's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
June 23, 2003 - Present
CRAIG DUVARNEY, CFP
RIA
CRD#: 126911
BARTLETT, NH
Current
March 13, 2003 - Present
OSAIC WEALTH, INC.
Office #2: 3 Centennial Drive Suite 300, Peabody, MA 01960RIA
BD
CRD#: 23131
BARTLETT, NH
Past
June 11, 1999 - March 26, 2003
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
June 11, 1999 - March 26, 2003
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
April 28, 1999 - July 1, 1999
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CD
CRAIG DUVARNEY, CFP
CRAIG DUVARNEY, CFP | DUVARNEY, CRAIG DOUGLAS
CRD#: 126911 / SEC#: 801-111957
RIA
Registered Investment Advisory firm - (10/27/2017 Approved)Massachusetts
Registered Investment Advisory firm - (10/31/2017 Terminated)New Hampshire
Registered Investment Advisory firm - (11/22/2017 Terminated)Rhode Island
Registered Investment Advisory firm - (5/7/2010 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/29/2012)
RR
California(4/22/2019)
RR
Colorado(1/19/2016)
RR
Connecticut(8/27/2012)
RR
Florida(10/22/2007)
RR
Georgia(9/18/2012)
RR
Idaho(10/10/2019)
RR
Illinois(2/7/2024)
RR
Indiana(10/29/2020)
RR
Kansas(6/23/2016)
RR
Maine(11/7/2007)
RR
Maryland(9/22/2014)
RR
Massachusetts(3/13/2003)
IAR
Massachusetts(6/23/2003)
RR
New Hampshire(8/5/2003)
IAR
New Hampshire(1/13/2021)
RR
New Jersey(3/10/2011)
RR
New York(1/12/2006)
RR
North Carolina(11/7/2007)
RR
Pennsylvania(1/9/2023)
RR
Rhode Island(3/8/2005)
RR
South Carolina(11/7/2007)
IAR
Texas(10/28/2020)
RR
Texas(10/29/2020)
RR
Utah(8/23/2023)
RR
Virginia(5/21/2018)
RR
Washington(3/28/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CD
CRAIG DUVARNEY, CFP
CRAIG DUVARNEY, CFP | DUVARNEY, CRAIG DOUGLAS
CRD#: 126911 / SEC#: 801-111957
RIA
Registered Investment Advisory firm - (10/27/2017 Approved)Massachusetts
Registered Investment Advisory firm - (10/31/2017 Terminated)New Hampshire
Registered Investment Advisory firm - (11/22/2017 Terminated)Rhode Island
Registered Investment Advisory firm - (5/7/2010 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Bartlett, NH
Mailing Address
Po Box 1026, Glen, NH 03838
Phone number
(978) 772-2156
Established
Firm type
Fiscal year end
# of Employees
1
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 677 |
| AUM (Assets Under Management) | $ 325,439,118 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
