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Steven N. Strauss
DROMS STRAUSS WEALTH MANAGEMENT
St. Louis, MO 63141-7844
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CRD#: 3192522
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Professional summary
Steven Norman Strauss, who also goes by Steven N Strauss, is a registered financial advisor currently at DROMS STRAUSS WEALTH MANAGEMENT located in St. Louis, Missouri.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Steven has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steven N Strauss
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
S & S Strauss LLC; Non Investment-Related; St. Louis, MO; CPA; Tax Preparer; 2/2025; 15 hrs/mo; 10 hrs/mo during securities trading hours; Duties are to prepare tax returns
CRS (Client Relationship Summary) - RIA
Click below to view Steven Norman Strauss's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 30, 1999 - Present
DROMS STRAUSS WEALTH MANAGEMENT
Office #1: 501 N Lindbergh Boulevard, St. Louis, MO 63141-7844RIA
CRD#: 108620
St. Louis, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DS
DROMS STRAUSS WEALTH MANAGEMENT
DROMS STRAUSS ADVISORS INC | WILLIAM G. DROMS, PROFESSOR OF FINANCE, GEORGETOWN UNIVERSITY | STEVEN N. STRAUSS, CPA-PRES. OF STRAUSS & COMPANY (ACCOUNTING FIRM) | DROMS STRAUSS WEALTH MANAGEMENT | DROMS STRAUSS ADVISORS, INC.
CRD#: 108620 / SEC#: 801-55207
RIA
Registered Investment Advisory firm - (1/20/1998 Approved)Maryland
Registered Investment Advisory firm - (6/24/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(12/13/2023)
IAR
Missouri(11/19/1999)
IAR
Texas(3/29/2019)
Current Firm
DS
DROMS STRAUSS WEALTH MANAGEMENT
DROMS STRAUSS ADVISORS INC | WILLIAM G. DROMS, PROFESSOR OF FINANCE, GEORGETOWN UNIVERSITY | STEVEN N. STRAUSS, CPA-PRES. OF STRAUSS & COMPANY (ACCOUNTING FIRM) | DROMS STRAUSS WEALTH MANAGEMENT | DROMS STRAUSS ADVISORS, INC.
CRD#: 108620 / SEC#: 801-55207
RIA
Registered Investment Advisory firm - (1/20/1998 Approved)Maryland
Registered Investment Advisory firm - (6/24/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
501 N Lindbergh Boulevard, St. Louis, MO 63141-7844
Mailing Address
Phone number
(314) 862-9100
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,402 |
| AUM (Assets Under Management) | $ 730,377,719 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/04/2025 | ||
| 10/15/2024 | ||
| 09/27/2023 | ||
| 10/07/2022 |
Red Flags
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Company Information
DROMS STRAUSS WEALTH MANAGEMENT
CRD#: 108620St. Louis, MO 63141-7844TRUST BUT VERIFY
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