Trevor J. Stuart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Trevor John Stuart was a registered financial professional .
Trevor is a previously registered financial professional and started their career in finance in 2000. Trevor had worked at 6 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2018 - June 28, 2019
ALTEGRIS ADVISORS, LLC
December 7, 2010 - June 28, 2019
ALPHAMAX DISTRIBUTORS, L.L.C.
October 20, 2005 - April 27, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 12, 2005 - April 27, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 27, 2002 - August 17, 2005
MORGAN STANLEY DW INC.
August 3, 2000 - May 10, 2001
DPEC CAPITAL, INC.
February 24, 2000 - July 26, 2000
TD AMERITRADE, INC.
Primary Firm SEC Registration
ALTEGRIS ADVISORS, LLC
CRD#: 154003 / SEC#: 801-71496
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALTEGRIS ADVISORS, LLC
CRD#: 154003 / SEC#: 801-71496
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 149,598,976 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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