Bernardo Ortegon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bernardo Ortegon, ChFC® was a registered financial professional .
Bernardo is a previously registered financial professional and started their career in finance in 1999. Bernardo had worked at 5 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2006 - June 1, 2012
USAA FINANCIAL PLANNING SERVICES
January 19, 2006 - June 1, 2012
USAA FINANCIAL ADVISORS, INC.
March 30, 2005 - January 13, 2006
FARMERS FINANCIAL SOLUTIONS, LLC
January 18, 2000 - March 16, 2005
USAA INVESTMENT SERVICES COMPANY
April 12, 1999 - October 12, 1999
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
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