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Brandon Jay Endres

CRD# 3192340·Registered 2000 - 2018
Previously Registered: Being a previously registered professional could mean that Brandon is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Brandon Jay Endres was a registered financial advisor. Brandon was a previously registered financial professional and started their career in finance 2000 - 2018. Brandon had worked at 4 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

AMERICAN EQUITY CAPITAL, INC.·CRD# 45288
BD
West Des Moines, IA
October 12, 2010 - February 22, 2018
AMERICAN EQUITY CAPITAL, INC.·CRD# 45288
BD
West Des Moines, IA
May 28, 2008 - October 14, 2008
PARKLAND SECURITIES, LLC·CRD# 115368
BD
West Des Moines, IA
February 9, 2002 - September 27, 2006
WALNUT STREET SECURITIES, INC.·CRD# 15840
BD
El Segundo, CA
May 30, 2000 - February 9, 2002
LOCUST STREET SECURITIES, INC.·CRD# 1703
BD
Des Moines, IA
February 16, 2000 - April 20, 2000

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Current Firm

AE
AMERICAN EQUITY CAPITAL, INC.

AMERICAN EQUITY CAPITAL, INC. | AMERICAN EQUITY INVESTMENT CAPITAL, INC.

CRD#: 45288 / SEC#: 8-51019
BD
Terminated by SEC on 04/24/2018

Contact Information

Established

Iowa since 02/16/1998

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANYOWNER—
LAFOLLETTE, JULIE LYNNECHIEF FINANCIAL OFFICER2672221
WHITFIELD, HARLEY ALLEN JRCHIEF COMPLIANCE OFFICER1009715
WOOD, KIRBY KENTCHIEF EXECUTIVE OFFICER /CHAIRMAN OF THE BOARD1996855

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2000About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Feb 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 2000About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Feb 2004About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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