Jeffrey Thrana

PENDULUM WEALTH PARTNERS | Financial Advisor

ITASCA, IL 60143

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CRD#: 3191738

Professional summary

Jeffrey Thrana, who also goes by Jeffrey Richard Thrana, is a registered financial advisor currently at PENDULUM WEALTH PARTNERS located in Itasca, Illinois and PURSHE KAPLAN STERLING INVESTMENTS located in Itasca, Illinois.

Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Jeffrey has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeffrey Richard Thrana

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) EJMK Ventures LLC d/b/a Pendulum Wealth Partners. Investment Related. At Registered Location. RIA. IAR. 7/11/2025. 160. 120. Financial Planning, Relationship Management 2.) Real Estate Rental. Non-Investment Related. 1516 N State Street Parkway Chicago, IL 60610. Real Estate Rental. Owner. 6/8/2022. Collecting rent, maintenance

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Thrana's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 2, 2025 - Present

PENDULUM WEALTH PARTNERS

Office #1: 500 Park Blvd Ste 1400, Itasca, IL 60143

RIA

CRD#: 335762

ITASCA, IL

Current

October 17, 2025 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 500 Park Blvd Suite 1400, Itasca, IL 60143

CRD#: 35747

Itasca, IL

Past

June 30, 2021 - May 8, 2025

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Burr Ridge, IL

Past

June 30, 2021 - May 8, 2025

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Burr Ridge, IL

Past

July 1, 2020 - May 18, 2021

BUILD ASSET MANAGEMENT

RIA

CRD#: 298354

Hinsdale, IL

Past

February 20, 2019 - January 27, 2020

ALLSPRING FUNDS MANAGEMENT, LLC

RIA

CRD#: 110841

HINSDALE, IL

Past

January 4, 2010 - February 20, 2019

ALLSPRING FUNDS MANAGEMENT, LLC

RIA

CRD#: 110841

SAN FRANCISCO, CA

Past

January 4, 2010 - January 27, 2020

ALLSPRING FUNDS DISTRIBUTOR, LLC

CRD#: 133366

CHARLOTTE, NC

Past

October 22, 2009 - January 4, 2010

EVERGREEN INVESTMENT MANAGEMENT CO

RIA

CRD#: 104594

BOSTON, MA

Past

October 12, 2000 - January 4, 2010

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

CRD#: 487

CHARLOTTE, NC

Past

October 1, 2000 - October 11, 2000

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

April 21, 1999 - October 1, 2000

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PENDULUM WEALTH PARTNERS

EJMK VENTURES LLC | PENDULUM WEALTH PARTNERS | PENDULUM PARTNERS

CRD#: 335762 / SEC#: 801-132537

RIA

Registered Investment Advisory firm - (4/25/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Illinois
(5/2/2025)

Illinois
(10/17/2025)

IAR

Texas
(9/22/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/16/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/23/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/26/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/22/1999

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/18/2006

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PENDULUM WEALTH PARTNERS

EJMK VENTURES LLC | PENDULUM WEALTH PARTNERS | PENDULUM PARTNERS

CRD#: 335762 / SEC#: 801-132537

RIA

Registered Investment Advisory firm - (4/25/2025 Approved)

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Contact information

Main Address

500 Park Blvd Ste 1400, Itasca, IL 60143

Mailing Address

Phone number

(630) 861-6143

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PENDULUM PARTNERS DISCLOSURE BROCHURE (8/21/2025)

Regulatory assets under management

Total Number of Accounts	3,087
AUM (Assets Under Management)	$ 254,387,315

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Jeffrey Thrana

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Thrana's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

BUILD ASSET MANAGEMENT

ALLSPRING FUNDS MANAGEMENT, LLC

ALLSPRING FUNDS MANAGEMENT, LLC

ALLSPRING FUNDS DISTRIBUTOR, LLC

EVERGREEN INVESTMENT MANAGEMENT CO

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION BROKERAGE SERVICES, INC.

Primary Firm SEC Registration

PENDULUM WEALTH PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 10/16/2009

Series 63

Date: 3/23/1999

SIE

Date: 10/1/2018

Series 7

Date: 2/26/2002

Series 6

Date: 3/22/1999

Series 24

Date: 7/18/2006

FINRA

Current Firm

PENDULUM WEALTH PARTNERS

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PENDULUM WEALTH PARTNERS

TRUST BUT VERIFY

Contact information

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