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Patrick Joseph Scheideler

CRD# 3191251·Registered 1999 - 2011
Previously Registered: Being a previously registered professional could mean that Patrick is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Patrick Joseph Scheideler was a registered financial advisor. Patrick was a previously registered financial professional and started their career in finance 1999 - 2011. Patrick had worked at 4 firms and has passed the Series 63, Series 7, Series 3 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

MIDSOUTH CAPITAL, INC.·CRD# 35039
BD
New York, NY
June 15, 2010 - November 11, 2011
INTERDEALER SECURITIES, LLC·CRD# 140106
BD
New York, NY
December 24, 2009 - November 16, 2010
DEUTSCHE BANK SECURITIES INC.·CRD# 2525
BD
New York, NY
March 28, 2003 - July 14, 2005
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
March 3, 1999 - October 18, 2002

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Current Firm

MC
MIDSOUTH CAPITAL, INC.

MIDSOUTH CAPITAL, INC.

CRD#: 35039 / SEC#: 8-46620
BD
Terminated by SEC on 04/25/2012

Contact Information

Established

South Carolina since 09/10/1993

Firm Type

Corporation

Fiscal Year End

December

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
HILL, MARK DAVIDCHAIRMAN, BOARD MEMBER, AND SHAREHOLDER1056054
CAMPBELL, CYNTHIA HBOARD MEMBER—
HILL, EDWARD DAVID JRSHAREHOLDER—
HILL, ROBINSHAREHOLDER—
JAMA HOLDINGSSHAREHOLDER—
BATEH, RONALD JAMESPRESIDENT, CEO, RIA CCO, BOARD MEMBER, SHAREHOLDER869380
BRUSH, EDWARDBOARD MEMBER—
MURRAY, SANDRA ANNCHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT1407964
ROYSTER, COLLIN HARDINGREGISTERED PRINCIPAL843043
VOOS, VIRGINIA LAWRENCEFINOP—

Disclosures

Regulatory Event

6

Arbitration

1

Bond

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2009About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 2009About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed May 2005About the Series 3 exam

Series 24 — General Securities Principal Examination

Passed Dec 2009About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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