Thomas H. Zaccaria
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Hugo Zaccaria, who also goes by Tom Zaccaria, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2000. Thomas had worked at 10 firms and has passed the Series 66, Series 63, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 12, 2011 - July 1, 2020
TWAMS FINANCIAL PLANNING, LLC
July 31, 2009 - November 13, 2009
SORRENTO PACIFIC FINANCIAL, LLC
June 23, 2008 - November 23, 2009
PARTNERVEST ADVISORY SERVICES LLC
June 23, 2008 - July 31, 2009
PARTNERVEST SECURITIES, INC.
September 14, 2005 - September 13, 2007
NATIONWIDE SECURITIES, LLC
November 3, 2003 - July 9, 2004
SIGNATOR INVESTORS, INC.
July 16, 2002 - July 28, 2003
NEW ENGLAND SECURITIES
March 14, 2001 - September 11, 2002
MORGAN STANLEY DW INC.
February 2, 2001 - February 14, 2001
QUEST CAPITAL STRATEGIES, INC.
August 29, 2000 - November 10, 2000
MORGAN STANLEY DW INC.
February 28, 2000 - July 17, 2000
WADDELL & REED
State Registrations and Notice Filings
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Exams
Current Firm
TWAMS FINANCIAL PLANNING, LLC
CRD#: 157412 / SEC#:
Contact information
Red Flags
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