Shawn P. Moylan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shawn Patrick Moylan was a registered financial professional .
Shawn is a previously registered financial professional and started their career in finance in 2000. Shawn had worked at 7 firms and has passed the Series 65, Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 2017 - April 28, 2017
PARSONEX ADVISORY SERVICES, INC.
September 6, 2016 - April 28, 2017
PARSONEX SECURITIES, INC.
June 14, 2013 - December 11, 2015
TRADESTATION SECURITIES, INC.
November 16, 2007 - February 28, 2013
ALLY INVEST SECURITIES LLC
October 20, 2004 - October 29, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 2, 2001 - October 20, 2004
QUICK & REILLY, INC.
May 30, 2000 - April 25, 2001
SURETRADE INC.
Primary Firm SEC Registration
PARSONEX ADVISORY SERVICES, INC.
CRD#: 160275 / SEC#: 801-74543
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PARSONEX ADVISORY SERVICES, INC.
CRD#: 160275 / SEC#: 801-74543
Contact information
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 609 |
| AUM (Assets Under Management) | $ 174,840,469 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
