Daniel J. Lombardozzi

PARADIGM WEALTH ADVISORY LLC

Red Bank, NJ 07727

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CRD#: 3190741

Professional summary

Daniel Joseph Lombardozzi is a registered financial advisor currently at PARADIGM WEALTH ADVISORY LLC located in Red Bank, New Jersey and LPL FINANCIAL LLC located in Red Bank, New Jersey.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Daniel has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Joseph Lombardozzi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 18, 2026 - Present

PARADIGM WEALTH ADVISORY LLC

Office #1: 19 Bridge Ave, Red Bank, NJ 07727

RIA

CRD#: 283120

Red Bank, NJ

Current

February 9, 2026 - Present

LPL FINANCIAL LLC

Office #1: 19 Bridge Avenue, Red Bank, NJ 07701

RIA

CRD#: 6413

RED BANK, NJ

Past

April 12, 2019 - March 3, 2026

GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC

RIA

CRD#: 133088

RED BANK, NJ

Past

March 8, 2019 - March 3, 2026

GARDEN STATE SECURITIES, INC.

CRD#: 10083

RED BANK, NJ

Past

July 2, 2012 - March 15, 2019

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

CRANFORD, NJ

Past

December 9, 2008 - July 2, 2012

FIRST ALLIED SECURITIES, INC.

RIA

CRD#: 32444

Staten Island, NY

Past

December 9, 2008 - March 15, 2019

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

Staten Island, NY

Past

September 25, 2008 - December 9, 2008

FIRST MONTAUK SECURITIES CORP.

RIA

CRD#: 13755

STATEN ISLAND, NY

Past

May 12, 2006 - December 9, 2008

FIRST MONTAUK SECURITIES CORP.

CRD#: 13755

STATEN ISLAND, NY

Past

April 14, 2004 - June 2, 2006

ASHTON-CLAYTON FINANCIAL GROUP, LLC

CRD#: 103720

STATEN ISLAND, NY

Past

April 20, 1999 - April 12, 2004

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

April 20, 1999 - April 12, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PARADIGM WEALTH ADVISORY LLC

PARADIGM WEALTH ADVISORY LLC | PW ADVISORS

CRD#: 283120 / SEC#: 801-107403

RIA

Registered Investment Advisory firm - (3/23/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Delaware
(2/26/2026)

Florida
(2/9/2026)

New Jersey
(2/9/2026)

IAR

New Jersey
(2/18/2026)

New York
(2/9/2026)

North Carolina
(2/9/2026)

Pennsylvania
(2/9/2026)

Rhode Island
(3/4/2026)

South Carolina
(2/9/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/6/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/26/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/19/1999

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PARADIGM WEALTH ADVISORY LLC

PARADIGM WEALTH ADVISORY LLC | PW ADVISORS

CRD#: 283120 / SEC#: 801-107403

RIA

Registered Investment Advisory firm - (3/23/2016 Approved)

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Contact information

Main Address

1140 Highway 22 East Suite 105, Bridgewater, NJ 08807

Mailing Address

Phone number

(908) 450-7402

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PWA DISCLOSURE BROCHURE AND WRAP BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	2,521
AUM (Assets Under Management)	$ 468,284,162

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel J. Lombardozzi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Joseph Lombardozzi's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC

GARDEN STATE SECURITIES, INC.

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED SECURITIES, INC.

FIRST MONTAUK SECURITIES CORP.

FIRST MONTAUK SECURITIES CORP.

ASHTON-CLAYTON FINANCIAL GROUP, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

PARADIGM WEALTH ADVISORY LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/6/2006

Series 63

Date: 4/26/1999

SIE

Date: 10/1/2018

Series 7

Date: 4/19/1999

FINRA

Current Firm

PARADIGM WEALTH ADVISORY LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PARADIGM WEALTH ADVISORY LLC

TRUST BUT VERIFY

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