Janice L. Wiseman Allburn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janice Lynn Wiseman Allburn, who also goes by Janice Allburn, Janice Lynn Anderson, Janice Wiseman, Janice Lynn Wisemanallburn, was a registered financial professional .
Janice is a previously registered financial professional and started their career in finance in 1999. Janice had worked at 3 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2009 - December 31, 2014
OMNI FINANCIAL SECURITIES, INC.
December 1, 2004 - December 31, 2008
FORTUNE FINANCIAL SERVICES, INC.
May 20, 2002 - November 30, 2004
WOODBURY FINANCIAL SERVICES, INC.
May 10, 2000 - June 28, 2000
WOODBURY FINANCIAL SERVICES, INC.
June 28, 1999 - May 10, 2000
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OMNI FINANCIAL SECURITIES, INC.
CRD#: 29320 / SEC#: , 8-44034
Contact information
FINRA licenses (12 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
