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AJ

Anil J. Joseph

VALKYRIE EQUITIES
Dallas, TX 75234
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CRD#: 3190637
AJ

Professional summary


Anil John Joseph is a registered financial professional currently at VALKYRIE EQUITIES CORPORATION located in Dallas, Texas.

Anil is registered as a RR (Registered Representative) and started their career in finance in 1999. Anil has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Anil John Joseph's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 28, 2018 - Present

VALKYRIE EQUITIES CORPORATION

Office #1: 14455 Webb Chapel Road Suite 201, Dallas, TX 75234
BD
CRD#: 155936
Dallas, TX
Past

March 26, 1999 - September 22, 1999

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 3/25/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


VE
VALKYRIE EQUITIES CORPORATION
VALKYRIE EQUITIES CORPORATION

CRD#: 155936 / SEC#: , 8-68754

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
14455 Webb Chapel Road Suite 201, Dallas, TX 75234
Mailing Address
14455 Webb Chapel Road Suite 201, Dallas, TX 75234
Phone number
(469) 964-2675
Established
Texas since 04/29/2009
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
TYME CAPITAL HOLDINGS, INC.OWNER
HANSEN, JOSEPH DANIELFINOP AND CCO1943931
JOSEPH, ANIL JOHNDIRECTOR
VARGHESE, ANILDIRECTOR

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


VALKYRIE EQUITIES CORPORATION

CRD#: 155936Dallas, TX 75234

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