Joseph M. D'amico

CX INSTITUTIONAL

Plano, TX 75024

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CRD#: 3190423

Professional summary

Joseph Michael D'amico II, CFP®, who also goes by Joseph Michael D'amico II, Joseph Michael D'amico, Joe Michael Damico Ii, Joseph Michael Damico Ii, Joseph Michael Damico, is a registered financial advisor currently at CX INSTITUTIONAL, LLC located in Plano, Texas.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Joseph has worked at 10 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 55, Series 7, Series 10, Series 9 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joseph Michael D'amico Ii | Joseph Michael D'amico | Joe Michael Damico Ii | Joseph Michael Damico Ii | Joseph Michael Damico

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Michael D'amico II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

June 18, 2024 - Present

CX INSTITUTIONAL, LLC

Office #1: 7500 Dallas Parkway Suite 500, Plano, TX 75024

RIA

CRD#: 292627

Plano, TX

Past

October 24, 2023 - June 12, 2024

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

GREENWOOD VILLAGE, CO

Past

April 3, 2023 - June 12, 2024

EMPOWER ADVISORY GROUP, LLC

RIA

CRD#: 112058

KELLER, TX

Past

September 15, 2017 - April 3, 2023

PERSONAL CAPITAL ADVISORS CORPORATION

RIA

CRD#: 155172

Keller, TX

Past

December 15, 2014 - September 13, 2017

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

WESTLAKE, TX

Past

December 9, 2014 - September 12, 2017

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

WESTLAKE, TX

Past

March 21, 2014 - November 26, 2014

LPL FINANCIAL LLC

RIA

CRD#: 6413

DALLAS, TX

Past

March 21, 2014 - November 26, 2014

LPL FINANCIAL LLC

CRD#: 6413

DALLAS, TX

Past

March 26, 2013 - March 10, 2014

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

PLANO, TX

Past

February 27, 2013 - March 10, 2014

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

PLANO, TX

Past

November 22, 2011 - May 31, 2012

CANTOR FITZGERALD & CO.

CRD#: 134

DALLAS, TX

Past

September 23, 1999 - December 8, 2011

HILLTOP SECURITIES INC.

CRD#: 6220

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CX INSTITUTIONAL, LLC

CREDENT WEALTH MANAGEMENT | CX WEALTH DIRECT | CX INSTITUTIONAL, LLC

CRD#: 292627 / SEC#: 801-112742

RIA

Registered Investment Advisory firm - (3/1/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/12/2024

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 3/16/2013

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/24/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/16/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 12/6/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 5/6/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 2/14/2011

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 12/7/2009

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 12/8/2008

General Securities Principal Examination

Current Firm

CX INSTITUTIONAL, LLC

CREDENT WEALTH MANAGEMENT | CX WEALTH DIRECT | CX INSTITUTIONAL, LLC

CRD#: 292627 / SEC#: 801-112742

RIA

Registered Investment Advisory firm - (3/1/2018 Approved)

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Contact information

Main Address

200 East 7th Street, Auburn, IN 46706

Mailing Address

Phone number

(260) 927-1830

Established

Firm type

Fiscal year end

# of Employees

106

SEC notice filing (42 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (10/14/2025)

ADV PART 2A (10/14/2025)

Regulatory assets under management

Total Number of Accounts	14,284
AUM (Assets Under Management)	$ 4,121,239,331

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph M. D'amico

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Michael D'amico II's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMPOWER FINANCIAL SERVICES, INC.

EMPOWER ADVISORY GROUP, LLC

PERSONAL CAPITAL ADVISORS CORPORATION

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

CANTOR FITZGERALD & CO.

HILLTOP SECURITIES INC.

Primary Firm SEC Registration

CX INSTITUTIONAL, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/12/2024

Series 66

Date: 3/16/2013

Series 7TO

Date: 10/24/2023

SIE

Date: 8/16/2023

Series 55

Date: 12/6/1999

Series 7

Date: 5/6/1999

Series 10

Date: 2/14/2011

Series 9

Date: 12/7/2009

Series 24

Date: 12/8/2008

Current Firm

CX INSTITUTIONAL, LLC

Contact information

SEC notice filing (42 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CX INSTITUTIONAL, LLC

TRUST BUT VERIFY

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