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AW

Amy E. Winchester

WINCHESTER CAPITAL SERVICES
KENNER, LA
Some features on this profile are disabled
CRD#: 3190129
AW

Professional summary

Amy E Winchester, CFP®, who also goes by Amy Winchester Rivera, Amy W Rivera, is a registered financial advisor currently at WINCHESTER CAPITAL SERVICES, LLC located in Kenner, Louisiana.

Amy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Amy has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Amy Winchester Rivera | Amy W Rivera

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 8/29/2018 - Second Saturday Divorce Workshops - Not Investment Related - I will be planning these workshops in my office and presenting throughout the NOLA market area. - Other-Workshop Presentations - Start Date:08/31/2018 - 10 Hours Per Month/10 Hours During Trading. 2)I have several bookkeeping clients. I charge $25/hr.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy E Winchester's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

April 23, 2021 - Present

WINCHESTER CAPITAL SERVICES, LLC

RIA
CRD#: 313690
KENNER, LA
Past

December 1, 2014 - December 5, 2019

LPL FINANCIAL LLC

RIA
CRD#: 6413
METAIRIE, LA
Past

November 13, 2014 - December 5, 2019

LPL FINANCIAL LLC

BD
CRD#: 6413
METAIRIE, LA
Past

April 3, 2007 - April 16, 2009

MORGAN KEEGAN & COMPANY, LLC

RIA
CRD#: 4161
NEW ORLEANS, LA
Past

April 3, 2007 - April 16, 2009

MORGAN KEEGAN & COMPANY, LLC

BD
CRD#: 4161
NEW ORLEANS, LA
Past

August 31, 2006 - April 4, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
BATON ROUGE, LA
Past

April 16, 1999 - July 3, 2006

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

April 16, 1999 - April 4, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
BATON ROUGE, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Louisiana
(4/23/2021)
IAR
Texas
(2/9/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 9/9/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/13/2014
General Securities Representative Examination

Current Firm

WC
WINCHESTER CAPITAL SERVICES, LLC
WINCHESTER CAPITAL SERVICES, LLC

CRD#: 313690 / SEC#:

Louisiana
Registered Investment Advisory firm - (4/23/2021 Approved)
Texas
Registered Investment Advisory firm - (2/9/2023 Approved)
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Contact information

Main Address
Kenner, LA
Mailing Address
Phone number
(504) 723-8400
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts137
AUM (Assets Under Management)$ 17,800,080

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WINCHESTER CAPITAL SERVICES, LLC

CRD#: 313690Kenner, LA

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