Richard E. Krill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Edward Krill, who also goes by Richard Krill, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1999. Richard had worked at 7 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 2014 - November 20, 2014
SETON SECURITIES GROUP, INC.
September 8, 2010 - October 24, 2014
SETON SECURITIES GROUP, INC.
December 22, 2009 - September 1, 2010
FORMATION HOLDINGS, LLC
January 16, 2008 - January 4, 2011
MULTITRADE SECURITIES LLC
November 5, 2007 - August 30, 2010
LIGHTHOUSE FINANCIAL GROUP, LLC
January 3, 2005 - December 3, 2007
SETON SECURITIES GROUP, INC.
August 23, 2002 - January 25, 2005
CARLIN EQUITIES, LLC
May 18, 2000 - July 26, 2002
SOMERSET FINANCIAL GROUP, INC.
August 13, 1999 - April 20, 2000
HARRIS NESBITT CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SETON SECURITIES GROUP, INC.
CRD#: 18044 / SEC#: , 8-36105
Contact information
Documents
Disclosures
| Regulatory Event | 11 |
Red Flags
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