Alex Kleyner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alex Kleyner was a registered financial professional .
Alex is a previously registered financial professional and started their career in finance in 1999. Alex had worked at 14 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2012 - August 21, 2012
WESTOR CAPITAL GROUP, INC.
March 17, 2010 - June 1, 2010
EKN FINANCIAL SERVICES INC.
December 22, 2009 - March 8, 2010
JOHN THOMAS FINANCIAL
June 3, 2008 - October 16, 2009
F G MARKETS, INC.
August 7, 2007 - May 7, 2008
TRADE MANAGE CAPITAL, INC.
June 21, 2005 - August 18, 2005
INVESTORS CAPITAL CORP.
June 21, 2005 - August 18, 2005
INVESTORS CAPITAL CORP.
October 1, 2003 - December 5, 2003
AARON CAPITAL INCORPORATED
August 25, 2003 - March 4, 2005
GRACE FINANCIAL GROUP LLC
March 14, 2003 - March 9, 2005
WHITE LAKE CAPITAL MANAGEMENT,LLC
November 12, 2001 - September 24, 2003
CAMDEN SECURITIES, INC.
January 12, 2001 - May 11, 2001
WESTPARK CAPITAL, INC.
September 12, 2000 - December 12, 2000
HUNTER WORLD MARKETS, INC.
February 29, 2000 - September 22, 2000
BARRON CHASE SECURITIES, INC.
January 31, 2000 - February 17, 2000
CAMDEN SECURITIES, INC.
December 14, 1999 - January 26, 2000
WORLD TRADE FINANCIAL CORPORATION
March 19, 1999 - December 6, 1999
HUNTER WORLD MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WESTOR CAPITAL GROUP, INC.
CRD#: 103823 / SEC#: , 8-52311
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MOHAWK MANAGEMENT CORP | SHARHOLDER | |
| EVERCORE CAPITAL ADVISORS LLC | SHAREHOLDER | |
| BACH, RICHARD HANS | PRESIDENT / CHIEF COMPLIANCE OFFICER / FINOP | 1011097 |
Disclosures
| Regulatory Event | 18 |
| Financial | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
