John F. Manning
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Francis Xavier Manning, who also goes by John Francis Manning, John Francisxavier Manning, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1972. John had worked at 11 firms and has passed the Series 65, Series 63, PC, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 2014 - December 1, 2016
SELECT ALTERNATIVE INVESTMENTS LLC
January 1, 2006 - December 31, 2010
JOHN F.X. MANNING ASSOCIATES, INC.
April 5, 2004 - September 22, 2010
SEARLE & CO.
November 4, 2003 - April 1, 2004
NORTHEAST SECURITIES, LLC
February 6, 1996 - December 31, 2005
JOHN F.X. MANNING ASSOCIATES, INC.
January 1, 1996 - September 25, 2003
BEACON GLOBAL ADVISORS INC
June 3, 1993 - November 27, 1995
DEUTSCHE BANK SECURITIES INC.
March 4, 1992 - October 25, 1993
SELECTED FINANCIAL SERVICES, INC.
September 4, 1990 - October 29, 1992
WELLS FARGO CLEARING SERVICES, LLC
January 25, 1984 - September 4, 1990
PRESCOTT, BALL & TURBEN, INC.
May 6, 1980 - January 25, 1984
BURTON J. VINCENT, CHESLEY & CO.
January 26, 1972 - May 24, 1980
NATIVE NATIONS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 12/17/1984
AMEX Put and Call ExamSeries 1
Date: 1/24/1972
Registered Representative ExaminationSeries 40
Date: 3/29/1976
Registered Principal ExaminationCurrent Firm
SELECT ALTERNATIVE INVESTMENTS LLC
CRD#: 164885 / SEC#:
Contact information
Red Flags
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