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Jaimie E. Scranton Pomerantz

LOOP CAPITAL MARKETS LLC
Dedham, MA 02026
Some features on this profile are disabled
CRD#: 3189713
JS

Professional summary

Jaimie Elizabeth Scranton Pomerantz, who also goes by Jaimie E Scranton, Jaimie Elizabeth Scranton, Jaimie Scranton Scranton Pomerantz, Jaimie Scranton Pomerantz, is a registered financial professional currently at LOOP CAPITAL MARKETS LLC located in Dedham, Massachusetts.

Jaimie is registered as a RR (Registered Representative) and started their career in finance in 2004. Jaimie has worked at 7 firms and has passed the Series 63, Series 79TO, Series 52TO, SIE, Series 7, Series 30 and Series 53 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jaimie E Scranton | Jaimie Elizabeth Scranton | Jaimie Scranton Scranton Pomerantz | Jaimie Scranton Pomerantz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jaimie Elizabeth Scranton Pomerantz's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 4, 2024 - Present

LOOP CAPITAL MARKETS LLC

Office #1: 770 Legacy Place 2nd Floor, Office 27, Dedham, MA 02026
RIA
BD
CRD#: 43098
Dedham, MA
Past

January 4, 2022 - July 24, 2024

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
BOSTON, MA
Past

March 6, 2018 - December 13, 2021

JEFFERIES LLC

BD
CRD#: 2347
BOSTON, MA
Past

October 1, 2008 - April 18, 2017

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
BOSTON, MA
Past

June 4, 2007 - October 1, 2008

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
DENVER, CO
Past

January 16, 2006 - May 23, 2007

UBS SECURITIES LLC

BD
CRD#: 7654
DENVER, CO
Past

May 11, 2004 - January 16, 2006

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(9/4/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 9/22/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/10/2004
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 30
Date: 6/17/2020
NFA Branch Manager Examination
Principal/Supervisory Exam
RR
Series 53
Date: 2/11/2010
Municipal Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

LC
LOOP CAPITAL MARKETS LLC
LOOP CAPITAL MARKETS L.L.C. | LOOP CAPITAL MARKETS LLC

CRD#: 43098 / SEC#: , 8-50140

Illinois
Registered Investment Advisory firm - SEC (4/4/2012 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
425 S. Financial Place Ste 2700, Chicago, IL 60605
Mailing Address
425 S. Financial Place Ste 2700, Chicago, IL 60605
Phone number
(312) 913-4900
Established
Delaware since 06/01/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
250

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
LOOP CAPITAL, LLCOWNER
BERKELEY, STEPHEN SIDNEYREGULATORY COUNSEL AND CCO5616433
LUPKIN, IRA ADAMCHIEF FINANCIAL OFFICER4463446
REYNOLDS, JAMES JR.CHIEF EXECUTIVE OFFICER1162337
SULLIVAN, ANTHONYCHIEF OPERATING OFFICER5995264

Disclosures

Regulatory Event8

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LOOP CAPITAL MARKETS LLC

CRD#: 43098Dedham, MA 02026

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