Clay M. Carter
Professional summary
Clay Marshall Carter, who also goes by Clay Carter, is a registered financial advisor currently at BLUE WATERS ADVISORY GROUP, LLC located in Austin, Texas.
Clay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Clay has worked at 4 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Clay Marshall Carter's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 8, 2020 - Present
BLUE WATERS ADVISORY GROUP, LLC
Office #1: 1301 S. Capital Of Texas Hwy Suite B-125, Austin, TX 78746January 10, 2018 - December 31, 2020
BLUE WATERS ADVISORY GROUP, LLC
October 3, 2013 - May 30, 2014
LPL FINANCIAL LLC
September 15, 2011 - December 31, 2017
BLUE WATERS ADVISORY GROUP, LLC
January 2, 2001 - October 10, 2013
EAGLE STRATEGIES LLC
March 19, 1999 - October 10, 2013
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/8/2020)
(1/15/2021)
Exams
Current Firm
BLUE WATERS ADVISORY GROUP, LLC
CRD#: 158536 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 296 |
| AUM (Assets Under Management) | $ 82,281,093 |
Red Flags
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