Ernest Mckinney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ernest Mckinney was a registered financial professional .
Ernest is a previously registered financial professional and started their career in finance in 1999. Ernest had worked at 8 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 28, 2012 - March 7, 2013
THE O.N. EQUITY SALES COMPANY
October 15, 2010 - December 1, 2010
FORESTERS FINANCIAL SERVICES, INC.
February 24, 2004 - October 6, 2010
VALIC FINANCIAL ADVISORS, INC.
August 26, 2003 - February 4, 2004
BANC ONE SECURITIES CORPORATION
September 7, 2001 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
September 7, 2001 - August 4, 2003
VALIC FINANCIAL ADVISORS, INC.
December 1, 1999 - February 13, 2001
METROPOLITAN LIFE INSURANCE COMPANY
December 1, 1999 - February 13, 2001
MSI FINANCIAL SERVICES, INC.
October 6, 1999 - November 29, 1999
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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