James D. Copple
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Dwight Copple, who also goes by James Dwight Copple, Jim Copple Jr, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1999. James had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 2012 - October 1, 2012
COPPLE ADVISOR SERVICES
November 17, 2011 - December 20, 2011
SPC
November 4, 2011 - December 20, 2011
SIGMA FINANCIAL CORPORATION
March 10, 2004 - November 4, 2011
MOMENTUM INDEPENDENT NETWORK INC.
January 27, 2004 - November 4, 2011
MOMENTUM INDEPENDENT NETWORK INC.
April 13, 1999 - December 15, 2003
LPL FINANCIAL LLC
April 12, 1999 - December 15, 2003
LPL FINANCIAL LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
COPPLE ADVISOR SERVICES
CRD#: 164174 / SEC#:
Contact information
Red Flags
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