AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
WH

William H. Haemmerle

DCF
Florham Park, NJ 07932
Some features on this profile are disabled
CRD#: 3189127
WH

Professional summary

William Henry Haemmerle III is a registered financial professional currently at DCF, LLC located in Florham Park, New Jersey.

William is registered as a RR (Registered Representative) and started their career in finance in 1999. William has worked at 6 firms and has passed the Series 63, SIE, Series 79TO, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Henry Haemmerle III's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 7, 2021 - Present

DCF, LLC

Office #1: 100 Campus Drive Suite 400, Florham Park, NJ 07932
BD
CRD#: 149102
Florham Park, NJ
Past

January 15, 2020 - September 23, 2020

CRITO CAPITAL LLC

BD
CRD#: 161724
WESTPORT, CT
Past

July 23, 2015 - January 8, 2016

REVERE MERCHANT SECURITIES, LLC

BD
CRD#: 171843
NEW YORK, NY
Past

August 18, 2009 - January 22, 2014

KILDARE CAPITAL, INC.

BD
CRD#: 45796
BERWYN, PA
Past

June 12, 2006 - August 14, 2009

AMPER INVESTMENT BANKING L.L.C.

BD
CRD#: 135459
NEW YORK, NY
Past

March 3, 1999 - June 28, 2005

PORTIGON SECURITIES INC.

BD
CRD#: 10050
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(4/9/2021)
RR
New York
(4/9/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 7/23/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79TO
Date: 12/4/2020
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 3/2/1999
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/1/2001
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

DL
DCF, LLC
DCF | DECOSIMO CORPORATE FINANCE, LLC | DECOSIMO CORPORATE FINANCE | DCF, LLC

CRD#: 149102 / SEC#: , 8-68111

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
629 Market Street Suite 120, Chattanooga, TN 37402
Mailing Address
629 Market Street Suite 120, Chattanooga, TN 37402
Phone number
(423) 991-3680
Established
Tennessee since 11/20/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DECOSIMO, JOHN THOMASMANAGING MEMBER, CEO,COO,CCO,CFO5327873
ROUGH, ROBERT MACKINTOSHPRINCIPAL2466229
SILVERMAN, STEVEN DEREKPRINCIPAL5784702

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DCF, LLC

CRD#: 149102Florham Park, NJ 07932

TRUST BUT VERIFY

Monitor William Haemmerle

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Sungmin Ryan Park
Sungmin Ryan ParkAdvisorCheck Check Mark
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IAR
RR
Florham Park, NJ
Shivam S Mittal
Shivam MittalAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Summit, NJ
Theresa Liane Henry
Theresa HenryAdvisorCheck Check Mark
PFS INVESTMENTS INC.
RR
East Rutherford, NJ
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.