Gabriel A. Ovanessian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gabriel Agop Ovanessian was a registered financial professional .
Gabriel is a previously registered financial professional and started their career in finance in 1999. Gabriel had worked at 7 firms and has passed the Series 63, Series 66, Series 65, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 2019 - April 22, 2021
PICKWICK CAPITAL PARTNERS, LLC
December 23, 2009 - December 3, 2015
BREVAN HOWARD US LLC
May 12, 2008 - July 10, 2008
SEARLE & CO.
May 13, 2005 - April 13, 2006
MERRILL LYNCH INVESTMENT MANAGERS LP
April 14, 2005 - April 13, 2006
FAM DISTRIBUTORS, INC.
January 21, 2003 - April 2, 2004
REFCO SECURITIES, LLC
April 29, 1999 - January 3, 2003
GPC SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/21/2022
General Securities Representative ExaminationCurrent Firm
PICKWICK CAPITAL PARTNERS, LLC
CRD#: 130672 / SEC#: , 8-66373
Contact information
FINRA licenses (43 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GREENWOOD, DOUGLAS CHARLES WILLIAM | PRESIDENT | 1192611 |
| DANOVITCH, DAVID E | MANAGING PRINCIPAL, GENERAL COUNSEL | 3013350 |
| KAPLOWITZ, JAY | MEMBER | |
| ROSE, JOHN IRVING II | MEMBER | 2790640 |
| WU, CHIH-CHUN | MEMBER | 5704739 |
| FJC CAPITAL INC. | OWNER | |
| VAN SCHAACK, JOHN GREGORY | MEMBER | 1121171 |
| ABRAMCZYK, JANE E | CCO | 4801666 |
| ACCESS MEDIA ADVISORY LLC | MEMBER | |
| GENDRON, KAREN MARIE | FINOP | 1503330 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
